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 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
HERCULES CAPITAL INC: HTGC
Price: 11/8/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$19.67 $21.78 $15.14 $3,195 163 818 9.8% 4.1% 27.26% 1.82%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
FOLLMANN CHRISTIAN
COO
JS
$24,557
1,251
---
10/11/24
---
$19.63
94,008
-1.3
D
R
10/15/24 - 4:52:58 pm
2
    
 
MEYER SETH H
CFO
JS
$152,525
7,770
---
10/11/24
---
$19.63
334,440
-2.3
D
R
10/15/24 - 4:52:36 pm
3
    
 
BLUESTEIN SCOTT
CEO
JS
$432,390
22,027
---
10/11/24
---
$19.63
2,139,179
-1.0
D
R
10/15/24 - 4:52:20 pm
4
    
 
BOTELHO KIERSTEN ZAZA
LO,CCO
JS
$19,968
1,016
10/10/24
10/11/24
---
$19.63
46,993
-2.1
D
R
10/15/24 - 4:52:00 pm
5
1y
14
93%
-19%
1
BLUESTEIN SCOTT
CEO
AS
$1,958,640
100,000
---
9/26/24
---
$19.59
2,161,207
-4.4
D
10b
9/27/24 - 8:38:42 pm
6
    
 
THEODOSOPOULOS NIKOS
DIR
B
$28,997
1,608
---
8/6/24
---
$18.03
5,613
40.1
D
---
8/8/24 - 6:50:56 pm
7
    
 
RANDHAWA PARAMJEET K
DIR
B
$52,378
2,898
---
8/6/24
---
$18.07
15,972
22.2
D
---
8/8/24 - 6:50:27 pm
8
    
 
LOO WADE
DIR
JS
---
1,596
---
8/6/24
---
---
7,150
-18.2
D
---
8/8/24 - 6:50:10 pm
9
    
 
LOO WADE
DIR
B
$104,676
5,645
---
8/6/24
---
$18.54
8,746
182.0
D
---
8/8/24 - 6:50:10 pm
10
    
 
LOO WADE
DIR
JB
---
1,596
---
8/6/24
---
---
19,296
9.0
I
---
8/8/24 - 6:50:10 pm
11
1y
1
0%
-4%
3
CROWELL GAYLE A
DIR
B
$104,592
5,790
---
8/6/24
---
$18.06
59,366
10.8
D
---
8/8/24 - 6:49:50 pm
12
    
 
AGUIRRE DEANNE
DIR
JS
---
4,521
---
8/6/24
---
---
7,530
-37.5
D
---
8/8/24 - 6:49:17 pm
13
    
 
AGUIRRE DEANNE
DIR
B
$104,661
5,660
---
8/6/24
---
$18.49
11,874
91.1
D
---
8/8/24 - 6:49:17 pm
14
    
 
AGUIRRE DEANNE
DIR
JB
---
4,521
---
8/6/24
---
---
6,214
267.0
I
---
8/8/24 - 6:49:17 pm
15
    
 
FALLON THOMAS J
DIR
JS
---
1,158
---
8/6/24
---
---
6,789
-14.6
D
---
8/8/24 - 6:49:00 pm
16
1y
2
50%
4%
2
FALLON THOMAS J
DIR
B
$104,885
5,723
---
8/6/24
---
$18.33
92,400
6.6
I
---
8/8/24 - 6:49:00 pm
17
    
 
FALLON THOMAS J
DIR
JB
---
1,158
---
8/6/24
---
---
86,677
1.4
I
---
8/8/24 - 6:49:00 pm
18
    
 
BLUESTEIN SCOTT
CEO
JS
$462,900
21,928
---
7/11/24
---
$21.11
2,261,207
-1.0
D
R
7/15/24 - 5:33:25 pm
19
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$17,015
806
---
7/11/24
---
$21.11
48,009
-1.7
D
R
7/15/24 - 5:33:09 pm
20
    
 
MEYER SETH H
CFO
JS
$141,606
6,708
---
7/11/24
---
$21.11
342,210
-1.9
D
R
7/15/24 - 5:32:53 pm
21
    
 
FOLLMANN CHRISTIAN
COO
JS
$26,409
1,251
---
7/11/24
---
$21.11
95,023
-1.3
D
R
7/15/24 - 5:32:38 pm
22
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$4,507
214
---
7/10/24
---
$21.06
48,815
-0.4
D
R
7/12/24 - 6:05:33 pm
23
1y
1
0%
-4%
3
CROWELL GAYLE A
DIR
B
$14,067
702
---
6/25/24
---
$20.05
53,576
1.3
D
---
6/26/24 - 4:57:22 pm
24
    
 
THEODOSOPOULOS NIKOS
DIR
JB
$59,994
3,030
---
6/20/24
---
$19.80
4,005
310.8
D
R
6/24/24 - 5:04:57 pm
25
    
 
CROWELL GAYLE A
DIR
JB
$59,994
3,030
---
6/20/24
---
$19.80
52,874
6.1
D
R
6/24/24 - 5:02:50 pm
26
    
 
FALLON THOMAS J
DIR
JS
---
149
---
6/20/24
---
---
7,947
-1.8
D
R
6/24/24 - 5:02:22 pm
27
    
 
FALLON THOMAS J
DIR
JB
---
149
---
6/20/24
---
---
85,519
0.2
I
R
6/24/24 - 5:02:22 pm
28
    
 
FALLON THOMAS J
DIR
JB
$59,994
3,030
---
6/20/24
---
$19.80
8,096
59.8
D
R
6/24/24 - 5:02:22 pm
29
1y
1
100%
-4%
3
BADAVAS ROBERT P
DIR
S
$295,212
15,000
6/18/24
6/20/24
$19.60
$19.69
4,234
-78.0
D
A
6/24/24 - 5:00:28 pm
30
    
 
BADAVAS ROBERT P
DIR
OE
$245,100
15,000
6/18/24
6/20/24
---
$16.34
17,534
591.9
D
A
6/24/24 - 5:00:28 pm
31
1y
1
100%
-4%
3
BADAVAS ROBERT P
DIR
OS
$295,212
15,000
6/18/24
6/20/24
$19.60
$19.69
4,234
-78.0
D
---
6/21/24 - 5:32:47 pm
32
    
 
BADAVAS ROBERT P
DIR
OE
$245,100
15,000
6/18/24
6/20/24
---
$16.34
17,534
591.9
D
---
6/21/24 - 5:32:47 pm
33
    
 
MEYER SETH H
CFO
JS
$123,494
6,708
---
4/11/24
---
$18.41
348,919
-1.9
D
R
4/15/24 - 8:01:12 pm
34
    
 
FOLLMANN CHRISTIAN
COO
JS
$23,031
1,251
---
4/11/24
---
$18.41
96,052
-1.3
D
R
4/15/24 - 8:00:56 pm
35
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$15,133
822
---
4/11/24
---
$18.41
49,029
-1.6
D
R
4/15/24 - 8:00:31 pm
36
    
 
BLUESTEIN SCOTT
CEO
JS
$403,658
21,926
---
4/11/24
---
$18.41
2,283,135
-1.0
D
R
4/15/24 - 8:00:14 pm
37
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$3,978
217
---
4/10/24
---
$18.33
49,852
-0.4
D
R
4/12/24 - 8:08:44 pm
38
    
 
FOLLMANN CHRISTIAN
COO
JS
$10,179
579
---
1/12/24
---
$17.58
97,075
-0.6
D
A,R
1/30/24 - 5:40:32 pm
39
    
 
BLUESTEIN SCOTT
CEO
JS
$158,994
9,044
---
1/12/24
---
$17.58
2,305,061
-0.4
D
A,R
1/30/24 - 5:40:06 pm
40
    
 
MEYER SETH H
CFO
JS
$47,396
2,696
---
1/12/24
---
$17.58
355,492
-0.8
D
R
1/17/24 - 7:47:37 pm
41
    
 
FOLLMANN CHRISTIAN
COO
JS
$9,950
566
---
1/12/24
---
$17.58
97,088
-0.6
D
R
1/17/24 - 7:47:11 pm
42
    
 
BLUESTEIN SCOTT
CEO
JS
$160,998
9,158
---
1/12/24
---
$17.58
2,304,619
-0.4
D
R
1/17/24 - 7:46:51 pm
43
    
 
MEYER SETH H
CFO
JS
---
19,083
---
1/11/24
---
---
358,322
-5.1
D
A,R
4/10/24 - 4:37:14 pm
44
    
 
BLUESTEIN SCOTT
CEO
JS
$1,046,370
59,861
---
1/11/24
---
$17.48
2,314,105
-2.5
D
A,R
1/30/24 - 5:39:47 pm
45
    
 
FOLLMANN CHRISTIAN
COO
JS
$97,084
5,554
---
1/11/24
---
$17.48
97,654
-5.4
D
R
1/16/24 - 8:29:03 pm
46
    
 
MEYER SETH H
CFO
JS
$335,913
19,217
---
1/11/24
---
$17.48
358,188
-5.1
D
R
1/16/24 - 8:28:46 pm
47
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$45,483
2,602
---
1/11/24
---
$17.48
50,069
-4.9
D
R
1/16/24 - 8:28:28 pm
48
    
 
BLUESTEIN SCOTT
CEO
JS
$1,052,104
60,189
---
1/11/24
---
$17.48
2,313,777
-2.5
D
R
1/16/24 - 8:28:14 pm
49
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$2,984
171
---
1/10/24
---
$17.45
52,671
-0.3
D
R
1/12/24 - 6:30:44 pm
50
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JB
$449,999
25,862
---
1/9/24
---
$17.40
52,842
95.9
D
R
1/10/24 - 4:44:57 pm
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