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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
HERCULES CAPITAL INC: HTGC
Price: 11/8/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$19.67 $21.78 $15.14 $3,195 163 818 9.8% 4.1% 27.26% 1.82%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
FOLLMANN CHRISTIAN
COO
JB
$560,002
32,184
---
1/9/24
---
$17.40
103,208
45.3
D
R
1/10/24 - 4:44:27 pm
2
    
 
MEYER SETH H
CFO
JB
$1,650,007
94,828
---
1/9/24
---
$17.40
377,405
33.6
D
R
1/10/24 - 4:43:40 pm
3
    
 
BLUESTEIN SCOTT
CEO
JB
$4,600,003
264,368
---
1/9/24
---
$17.40
2,373,966
12.5
D
R
1/10/24 - 4:42:52 pm
4
    
 
CROWELL GAYLE A
DIR
JB
$18,886
1,200
---
11/22/23
---
$15.72
47,740
2.6
D
---
11/27/23 - 8:06:57 pm
5
    
 
FOLLMANN CHRISTIAN
COO
JB
$4,046
260
---
11/22/23
---
$15.56
71,024
0.4
D
---
11/27/23 - 8:06:39 pm
6
    
 
THEODOSOPOULOS NIKOS
DIR
JB
$444
28
---
11/22/23
---
$15.87
951
3.0
D
---
11/27/23 - 8:06:19 pm
7
    
 
LOO WADE
DIR
JS
---
5,744
---
11/22/23
---
---
3,010
-65.6
D
---
11/27/23 - 8:05:58 pm
8
    
 
LOO WADE
DIR
JB
$1,444
91
---
11/22/23
---
$15.87
3,101
3.0
D
---
11/27/23 - 8:05:58 pm
9
    
 
LOO WADE
DIR
JB
$7,764
6,243
---
11/22/23
---
$15.56
16,679
59.8
I
---
11/27/23 - 8:05:58 pm
10
    
 
FALLON THOMAS J
DIR
JS
---
5,800
---
11/22/23
---
---
4,917
-54.1
D
---
11/27/23 - 8:05:42 pm
11
    
 
FALLON THOMAS J
DIR
JB
---
5,800
---
11/22/23
---
---
85,113
7.3
I
---
11/27/23 - 8:05:42 pm
12
    
 
FALLON THOMAS J
DIR
JB
$2,365
149
---
11/22/23
---
$15.87
5,066
3.0
D
---
11/27/23 - 8:05:42 pm
13
    
 
BLUESTEIN SCOTT
CEO
JS
$142,025
8,740
---
10/12/23
---
$16.25
2,109,598
-0.4
D
R
10/16/23 - 4:02:48 pm
14
    
 
MEYER SETH H
CFO
JS
$44,200
2,720
---
10/12/23
---
$16.25
282,577
-1.0
D
R
10/16/23 - 4:02:29 pm
15
    
 
FOLLMANN CHRISTIAN
COO
JS
$6,744
415
---
10/12/23
---
$16.25
70,764
-0.6
D
R
10/16/23 - 4:02:05 pm
16
    
 
MEYER SETH H
CFO
JS
$43,203
2,657
---
10/11/23
---
$16.26
285,297
-0.9
D
R
10/13/23 - 4:15:12 pm
17
    
 
FOLLMANN CHRISTIAN
COO
JS
$6,699
412
---
10/11/23
---
$16.26
71,179
-0.6
D
R
10/13/23 - 4:14:54 pm
18
    
 
BLUESTEIN SCOTT
CEO
JS
$127,072
7,815
---
10/11/23
---
$16.26
2,118,338
-0.4
D
R
10/13/23 - 4:14:37 pm
19
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$2,341
144
---
10/10/23
---
$16.26
26,980
-0.5
D
R
10/12/23 - 4:47:44 pm
20
    
 
THEODOSOPOULOS NIKOS
DIR
JB
$14,990
923
---
9/21/23
---
$16.24
923
New
D
R
9/25/23 - 4:04:19 pm
21
    
 
THEODOSOPOULOS NIKOS
DIR
3
---
---
---
9/21/23
---
---
---
---
D
---
9/25/23 - 4:02:59 pm
22
    
 
RANDHAWA PARAMJEET K
DIR
JB
$89,930
5,656
---
9/8/23
---
$15.90
12,584
81.6
D
---
9/11/23 - 5:16:05 pm
23
    
 
FALLON THOMAS J
DIR
JB
$89,930
5,656
---
9/8/23
---
$15.90
10,717
111.8
D
---
9/11/23 - 5:15:44 pm
24
    
 
LOO WADE
DIR
JB
$89,930
5,656
---
9/8/23
---
$15.90
8,754
182.6
D
---
9/11/23 - 5:15:32 pm
25
    
 
CROWELL GAYLE A
DIR
JB
$89,930
5,656
---
9/8/23
---
$15.90
46,540
13.8
D
---
9/11/23 - 5:15:17 pm
26
    
 
AGUIRRE DEANNE
DIR
JS
---
1,693
---
9/8/23
---
---
6,214
-21.4
D
---
9/11/23 - 5:14:48 pm
27
    
 
AGUIRRE DEANNE
DIR
JB
---
1,693
---
9/8/23
---
---
1,693
New
I
---
9/11/23 - 5:14:48 pm
28
    
 
AGUIRRE DEANNE
DIR
JB
$44,965
2,828
---
9/8/23
---
$15.90
7,907
55.7
D
---
9/11/23 - 5:14:48 pm
29
    
 
FOLLMANN CHRISTIAN
COO
JB
$3,927
239
---
8/25/23
---
$16.34
71,591
0.3
D
---
8/28/23 - 5:04:19 pm
30
    
 
CROWELL GAYLE A
DIR
JB
$15,712
956
---
8/25/23
$16.41
$16.44
40,884
2.4
D
---
8/28/23 - 5:04:02 pm
31
    
 
LOO WADE
DIR
JS
---
1,667
---
8/25/23
---
---
3,010
-35.6
D
---
8/28/23 - 5:03:34 pm
32
    
 
LOO WADE
DIR
JB
$4,869
1,963
---
8/25/23
---
$16.45
10,436
23.2
I
---
8/28/23 - 5:03:34 pm
33
    
 
LOO WADE
DIR
JB
$1,444
88
---
8/25/23
---
$16.41
3,098
2.9
D
---
8/28/23 - 5:03:34 pm
34
    
 
FALLON THOMAS J
DIR
JS
---
1,377
---
8/25/23
---
---
4,917
-21.9
D
---
8/28/23 - 5:03:06 pm
35
    
 
FALLON THOMAS J
DIR
JB
---
1,377
---
8/25/23
---
---
79,313
1.8
I
---
8/28/23 - 5:03:06 pm
36
    
 
FALLON THOMAS J
DIR
JB
$2,363
144
---
8/25/23
---
$16.41
5,061
2.9
D
---
8/28/23 - 5:03:06 pm
37
    
 
MEYER SETH H
CFO
JS
$84,242
5,386
7/11/23
7/12/23
$15.55
$15.73
287,954
-1.8
D
A,R
7/17/23 - 6:08:02 pm
38
    
 
BLUESTEIN SCOTT
CEO
JS
$259,003
16,555
7/11/23
7/12/23
$15.55
$15.73
2,126,153
-0.8
D
A,R
7/17/23 - 6:07:39 pm
39
    
 
MEYER SETH H
CFO
JS
$84,102
5,377
7/11/23
7/12/23
$15.55
$15.73
287,963
-1.8
D
R
7/13/23 - 8:54:17 pm
40
    
 
FOLLMANN CHRISTIAN
COO
JS
$12,935
827
7/11/23
7/12/23
$15.55
$15.73
71,352
-1.1
D
R
7/13/23 - 8:53:45 pm
41
    
 
BLUESTEIN SCOTT
CEO
JS
$262,352
16,769
7/11/23
7/12/23
$15.55
$15.73
2,125,939
-0.8
D
R
7/13/23 - 8:53:28 pm
42
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$2,203
144
---
7/10/23
---
$15.30
27,124
-0.5
D
R
7/12/23 - 4:58:58 pm
43
    
 
RANDHAWA PARAMJEET K
DIR
JB
$59,996
4,234
---
6/22/23
---
$14.17
6,928
157.2
D
R
6/26/23 - 4:05:50 pm
44
    
 
BADAVAS ROBERT P
DIR
JS
---
107,452
---
6/22/23
---
---
4,234
-96.2
D
R
6/26/23 - 4:04:57 pm
45
    
 
BADAVAS ROBERT P
DIR
JB
---
107,452
---
6/22/23
---
---
107,452
New
I
R
6/26/23 - 4:04:57 pm
46
    
 
BADAVAS ROBERT P
DIR
JB
$59,996
4,234
---
6/22/23
---
$14.17
111,686
3.9
D
R
6/26/23 - 4:04:57 pm
47
    
 
FOLLMANN CHRISTIAN
COO
S
$6,243
455
---
5/24/23
---
$13.72
72,179
-0.6
D
---
5/25/23 - 4:18:16 pm
48
    
 
FOLLMANN CHRISTIAN
COO
B
$6,247
455
---
5/24/23
---
$13.73
72,634
0.6
D
---
5/25/23 - 4:18:16 pm
49
    
 
LOO WADE
DIR
JS
---
138
---
5/23/23
---
---
4,515
-3.0
D
---
5/25/23 - 4:18:38 pm
50
    
 
LOO WADE
DIR
JB
$2,121
162
---
5/23/23
---
$13.09
4,677
3.6
D
---
5/25/23 - 4:18:38 pm
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