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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
HERCULES CAPITAL INC: HTGC
Price: 11/8/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$19.67 $21.78 $15.14 $3,195 163 818 9.8% 4.1% 27.26% 1.82%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
LOO WADE
DIR
JB
$2,121
162
---
5/23/23
---
$13.09
4,677
3.6
D
---
5/25/23 - 4:18:38 pm
2
    
 
FOLLMANN CHRISTIAN
COO
JB
$3,519
253
---
5/23/23
---
$13.91
72,179
0.4
D
---
5/25/23 - 4:18:16 pm
3
    
 
CROWELL GAYLE A
DIR
JB
$14,851
1,083
---
5/23/23
$13.09
$13.87
39,928
2.8
D
---
5/25/23 - 4:18:07 pm
4
    
 
FALLON THOMAS J
DIR
JS
---
186
---
5/23/23
---
---
6,076
-3.0
D
---
5/25/23 - 4:17:44 pm
5
    
 
FALLON THOMAS J
DIR
JB
$2,854
218
---
5/23/23
---
$13.09
6,294
3.6
D
---
5/25/23 - 4:17:44 pm
6
    
 
FALLON THOMAS J
DIR
JB
---
186
---
5/23/23
---
---
77,936
0.2
I
---
5/25/23 - 4:17:44 pm
7
1y
1
0%
-4%
3
CROWELL GAYLE A
DIR
B
$98,352
7,200
---
5/8/23
---
$13.66
38,845
22.8
D
---
5/9/23 - 4:17:28 pm
8
    
 
BLUESTEIN SCOTT
CEO
JS
$31,567,442
2,418,961
---
5/2/23
---
$13.05
---
All
D
---
5/3/23 - 5:27:32 pm
9
    
 
BLUESTEIN SCOTT
CEO
JB
$21,781,612
1,669,089
---
5/2/23
---
$13.05
2,892,580
136.4
D
---
5/3/23 - 5:27:32 pm
10
    
 
MEYER SETH H
CFO
JS
$38,383
3,083
---
4/12/23
---
$12.45
293,340
-1.0
D
R
4/14/23 - 4:15:00 pm
11
    
 
FOLLMANN CHRISTIAN
COO
JS
$5,167
415
---
4/12/23
---
$12.45
71,925
-0.6
D
R
4/14/23 - 4:14:31 pm
12
    
 
BLUESTEIN SCOTT
CEO
JS
$108,813
8,740
---
4/12/23
---
$12.45
1,223,491
-0.7
D
R
4/14/23 - 4:14:14 pm
13
    
 
FOLLMANN CHRISTIAN
COO
JS
$5,121
412
---
4/11/23
---
$12.43
72,340
-0.6
D
R
4/13/23 - 7:40:37 pm
14
    
 
MEYER SETH H
CFO
JS
$37,427
3,011
---
4/11/23
---
$12.43
296,423
-1.0
D
R
4/13/23 - 7:40:15 pm
15
    
 
BLUESTEIN SCOTT
CEO
JS
$97,140
7,815
---
4/11/23
---
$12.43
1,232,231
-0.6
D
R
4/13/23 - 7:39:56 pm
16
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$1,783
144
---
4/10/23
---
$12.38
27,268
-0.5
D
R
4/12/23 - 4:49:03 pm
17
    
 
LOO WADE
DIR
B
$47,800
4,000
---
3/17/23
---
$11.95
8,059
98.5
I
---
3/21/23 - 4:57:22 pm
18
    
 
FALLON THOMAS J
DIR
JB
$127,500
10,220
3/9/23
3/10/23
---
$12.75
77,750
15.1
I
---
3/13/23 - 4:14:40 pm
19
    
 
FOLLMANN CHRISTIAN
COO
JB
$3,414
223
---
3/9/23
---
$15.31
72,752
0.3
D
---
3/13/23 - 4:15:17 pm
20
    
 
LOO WADE
DIR
JS
---
164
---
3/9/23
---
---
4,514
-3.5
D
---
3/13/23 - 4:14:57 pm
21
    
 
LOO WADE
DIR
JB
$1,853
285
---
3/9/23
---
$15.31
4,059
7.6
I
---
3/13/23 - 4:14:57 pm
22
    
 
LOO WADE
DIR
JB
$2,129
139
---
3/9/23
---
$15.32
4,653
3.1
D
---
3/13/23 - 4:14:57 pm
23
    
 
FALLON THOMAS J
DIR
JS
---
220
---
3/9/23
---
---
6,075
-3.5
D
---
3/13/23 - 4:14:40 pm
24
    
 
FALLON THOMAS J
DIR
JB
$2,865
187
---
3/9/23
---
$15.32
6,262
3.1
D
---
3/13/23 - 4:14:40 pm
25
    
 
CROWELL GAYLE A
DIR
JB
$14,439
942
---
3/9/23
$15.32
$15.33
31,645
3.1
D
---
3/13/23 - 4:14:23 pm
26
    
 
BLUESTEIN SCOTT
CEO
JB
$758,686
54,858
---
3/9/23
---
$13.83
1,669,089
3.4
D
---
3/13/23 - 4:13:57 pm
27
    
 
MEYER SETH H
CFO
JS
$59,191
4,330
1/12/23
1/13/23
---
$13.65
299,434
-1.4
D
R
1/17/23 - 5:42:25 pm
28
    
 
FOLLMANN CHRISTIAN
COO
JS
$13,438
983
1/12/23
1/13/23
---
$13.65
72,529
-1.3
D
R
1/17/23 - 5:42:00 pm
29
    
 
BLUESTEIN SCOTT
CEO
JS
$255,367
18,684
1/12/23
1/13/23
---
$13.65
1,240,046
-1.5
D
R
1/17/23 - 5:41:43 pm
30
    
 
BLUESTEIN SCOTT
CEO
JS
$286,524
21,224
---
1/11/23
---
$13.50
1,258,730
-1.7
D
R
1/13/23 - 5:17:54 pm
31
    
 
BLUESTEIN SCOTT
CEO
JB
$4,499,996
333,333
---
1/11/23
---
$13.50
1,279,954
35.2
D
R
1/13/23 - 5:17:54 pm
32
    
 
FOLLMANN CHRISTIAN
COO
JS
$26,217
1,942
---
1/11/23
---
$13.50
73,512
-2.6
D
R
1/13/23 - 5:17:18 pm
33
    
 
FOLLMANN CHRISTIAN
COO
JB
$375,003
27,778
---
1/11/23
---
$13.50
75,454
58.3
D
R
1/13/23 - 5:17:18 pm
34
    
 
MEYER SETH H
CFO
JS
$121,581
9,006
---
1/11/23
---
$13.50
303,764
-2.9
D
R
1/13/23 - 5:16:48 pm
35
    
 
MEYER SETH H
CFO
JB
$1,499,999
111,111
---
1/11/23
---
$13.50
312,770
55.1
D
R
1/13/23 - 5:16:48 pm
36
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JB
$299,997
22,222
---
1/11/23
---
$13.50
27,412
428.2
D
R
1/13/23 - 5:16:26 pm
37
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$9,124
685
---
1/10/23
---
$13.32
5,190
-11.7
D
R
1/12/23 - 7:10:39 pm
38
1y
14
93%
-19%
1
BLUESTEIN SCOTT
CEO
AS
$1,416,000
100,000
---
11/21/22
---
$14.16
946,621
-9.6
D
10b
11/22/22 - 4:38:54 pm
39
    
 
LOO WADE
DIR
JS
---
149
---
11/17/22
---
---
4,514
-3.2
D
---
11/21/22 - 4:13:56 pm
40
    
 
LOO WADE
DIR
JB
$1,861
281
---
11/17/22
---
$14.10
3,775
8.0
I
---
11/21/22 - 4:13:56 pm
41
    
 
LOO WADE
DIR
JB
$2,306
164
---
11/17/22
---
$14.06
4,678
3.6
D
---
11/21/22 - 4:13:56 pm
42
    
 
KOENIG BRADFORD C
DIR
JS
---
125
---
11/17/22
---
---
6,074
-2.0
D
---
11/21/22 - 4:13:52 pm
43
    
 
KOENIG BRADFORD C
DIR
JB
$1,912
136
---
11/17/22
---
$14.06
6,211
2.2
D
---
11/21/22 - 4:13:52 pm
44
    
 
KOENIG BRADFORD C
DIR
JB
$1,940
263
---
11/17/22
---
$14.06
27,273
1.0
I
---
11/21/22 - 4:13:52 pm
45
    
 
FALLON THOMAS J
DIR
JS
---
202
---
11/17/22
---
---
6,074
-3.2
D
---
11/21/22 - 4:08:11 pm
46
    
 
FALLON THOMAS J
DIR
JB
---
202
---
11/17/22
---
---
67,531
0.3
I
---
11/21/22 - 4:08:11 pm
47
    
 
FALLON THOMAS J
DIR
JB
$3,093
220
---
11/17/22
---
$14.06
6,295
3.6
D
---
11/21/22 - 4:08:11 pm
48
    
 
CROWELL GAYLE A
DIR
JB
$15,108
1,059
---
11/17/22
$14.06
$14.32
30,703
3.6
D
---
11/21/22 - 4:07:52 pm
49
    
 
FOLLMANN CHRISTIAN
COO
JB
$3,579
254
---
11/17/22
---
$14.09
47,676
0.5
D
---
11/21/22 - 4:07:32 pm
50
    
 
BLUESTEIN SCOTT
CEO
JB
$794,622
56,157
---
11/17/22
---
$14.15
1,614,231
3.6
D
---
11/21/22 - 4:07:12 pm
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