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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
LPL FINANCIAL HOLDINGS INC: LPLA
Price: 11/8/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$312.25 $312.50 $187.19 $23,381 75 849 0.4% 1.5% 96.69% 0.68%
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
BROWN ALTHEA
MD
JS
$106,388
514
---
9/12/24
---
$206.98
5,676
-8.3
D
R
9/16/24 - 4:12:20 pm
2
    
 
THOMAS COREY E
DIR
JB
---
10
---
8/23/24
---
---
12,903
0.1
D
---
8/27/24 - 4:56:23 pm
3
    
 
SCHIFTER RICHARD P
DIR
JB
---
27
---
8/23/24
---
---
39,691
0.1
D
---
8/27/24 - 4:51:42 pm
4
    
 
PUTNAM JAMES S
DIR
JB
---
16
---
8/23/24
---
---
136,021
0.0
D
---
8/27/24 - 4:45:27 pm
5
    
 
MNOOKIN ALLISON
DIR
JB
---
6
---
8/23/24
---
---
10,431
0.1
D
---
8/27/24 - 4:36:49 pm
6
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
20
---
8/23/24
---
---
22,359
0.1
D
---
8/27/24 - 4:29:27 pm
7
    
 
EBERHART PAULETT
DIR
JB
---
9
---
8/23/24
---
---
20,721
0.0
D
---
8/27/24 - 4:25:48 pm
8
    
 
BERNARD EDWARD C
DIR
JB
---
7
---
8/23/24
---
---
14,266
0.0
D
---
8/27/24 - 4:20:59 pm
9
    
 
SCHIFTER RICHARD P
DIR
JS
---
2,002
---
8/9/24
---
---
39,664
-4.8
D
---
8/13/24 - 5:12:34 pm
10
1y
33
39%
19%
1
ARNOLD DAN H
PR,CEO,DIR
OS
$1,574,289
5,677
---
6/14/24
---
$277.31
142,608
-3.8
D
R,10b
6/18/24 - 4:13:57 pm
11
    
 
ARNOLD DAN H
PR,CEO,DIR
OE
$394,800
10,000
---
6/14/24
---
$39.48
148,285
7.2
D
R,10b
6/18/24 - 4:13:57 pm
12
    
 
GATES GREG
MD
JS
$65,284
234
---
6/12/24
---
$278.99
18,846
-1.2
D
R
6/14/24 - 4:11:02 pm
13
    
 
ARNOLD DAN H
PR,CEO,DIR
JS
---
3,525
---
6/5/24
---
---
138,285
-2.5
D
R
6/7/24 - 4:05:49 pm
14
    
 
THOMAS COREY E
DIR
JB
---
8
---
6/4/24
---
---
12,893
0.1
D
---
6/6/24 - 5:09:49 pm
15
    
 
SCHIFTER RICHARD P
DIR
JB
---
20
---
6/4/24
---
---
41,666
0.0
D
---
6/6/24 - 5:06:50 pm
16
    
 
PUTNAM JAMES S
DIR
JB
---
10
---
6/4/24
---
---
136,005
0.0
D
---
6/6/24 - 4:58:43 pm
17
    
 
MNOOKIN ALLISON
DIR
JB
---
4
---
6/4/24
---
---
10,425
0.0
D
---
6/6/24 - 4:55:09 pm
18
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
16
---
6/4/24
---
---
22,339
0.1
D
---
6/6/24 - 4:49:35 pm
19
    
 
EBERHART PAULETT
DIR
JB
---
6
---
6/4/24
---
---
20,712
0.0
D
---
6/6/24 - 4:42:30 pm
20
    
 
BERNARD EDWARD C
DIR
JB
---
5
---
6/4/24
---
---
14,259
0.0
D
---
6/6/24 - 4:36:08 pm
21
    
 
THOMAS COREY E
DIR
JB
---
1,077
---
5/10/24
---
---
12,885
9.1
D
R
5/14/24 - 4:55:45 pm
22
    
 
SCHIFTER RICHARD P
DIR
JB
---
1,077
---
5/10/24
---
---
41,646
2.7
D
R
5/14/24 - 4:49:59 pm
23
    
 
PUTNAM JAMES S
DIR
JB
---
699
---
5/10/24
---
---
135,995
0.5
D
R
5/14/24 - 4:44:25 pm
24
    
 
MULCAHY ANNE M
DIR
JB
---
1,077
---
5/10/24
---
---
35,461
3.1
D
R
5/14/24 - 4:40:31 pm
25
    
 
MNOOKIN ALLISON
DIR
JB
---
699
---
5/10/24
---
---
10,421
7.2
D
R
5/14/24 - 4:36:09 pm
26
    
 
KO ALBERT J
DIR
JB
---
699
---
5/10/24
---
---
1,656
73.0
D
R
5/14/24 - 4:30:08 pm
27
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
1,077
---
5/10/24
---
---
22,323
5.1
D
R
5/14/24 - 4:26:01 pm
28
    
 
EBERHART PAULETT
DIR
JB
---
699
---
5/10/24
---
---
20,706
3.5
D
R
5/14/24 - 4:21:45 pm
29
    
 
BERNARD EDWARD C
DIR
JB
---
699
---
5/10/24
---
---
14,254
5.2
D
R
5/14/24 - 4:17:43 pm
30
    
 
THOMAS COREY E
DIR
JB
---
8
---
3/26/24
---
---
11,808
0.1
D
---
3/28/24 - 4:45:44 pm
31
    
 
SCHIFTER RICHARD P
DIR
JB
---
22
---
3/26/24
---
---
40,569
0.1
D
---
3/28/24 - 4:40:57 pm
32
    
 
PUTNAM JAMES S
DIR
JB
---
12
---
3/26/24
---
---
135,296
0.0
D
---
3/28/24 - 4:35:28 pm
33
    
 
MNOOKIN ALLISON
DIR
JB
---
4
---
3/26/24
---
---
9,722
0.0
D
---
3/28/24 - 4:29:37 pm
34
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
16
---
3/26/24
---
---
21,246
0.1
D
---
3/28/24 - 4:24:37 pm
35
    
 
EBERHART PAULETT
DIR
JB
---
6
---
3/26/24
---
---
20,007
0.0
D
---
3/28/24 - 4:19:10 pm
36
    
 
BERNARD EDWARD C
DIR
JB
---
5
---
3/26/24
---
---
13,555
0.0
D
---
3/28/24 - 4:11:11 pm
37
    
 
SETHI KABIR
MD
AS
$346,451
1,300
---
2/26/24
$263.59
$267.90
10,245
-11.3
D
R,10b
2/27/24 - 8:04:13 pm
38
    
 
GATES GREG
MD
S
$3,035,697
11,401
---
2/26/24
$263.44
$267.87
19,080
-37.4
D
R
2/27/24 - 7:51:21 pm
39
    
 
ENYEDI MATTHEW
MD
AS
$631,200
2,400
---
2/26/24
---
$263.00
10,495
-18.6
D
R,10b
2/27/24 - 7:42:21 pm
40
1y
8
0%
41%
2
AUDETTE MATTHEW J
CFO
AS
$1,485,607
5,574
---
2/26/24
$263.41
$267.79
13,663
-29.0
D
R,10b
2/27/24 - 7:25:52 pm
41
1y
33
39%
19%
1
ARNOLD DAN H
PR,CEO,DIR
OS
$11,160,784
41,896
2/23/24
2/26/24
$262.73
$267.80
133,169
-23.9
D
R,10b
2/27/24 - 7:16:00 pm
42
    
 
ARNOLD DAN H
PR,CEO,DIR
OE
$394,800
10,000
2/23/24
2/26/24
---
$39.48
176,617
6.0
D
R,10b
2/27/24 - 7:16:00 pm
43
    
 
STEINMEIER RICHARD
MD
JS
$1,948,074
7,397
---
2/25/24
---
$263.36
22,293
-24.9
D
R
2/27/24 - 8:13:24 pm
44
    
 
STEINMEIER RICHARD
MD
JB
---
15,379
---
2/25/24
---
---
29,690
107.5
D
R
2/27/24 - 8:13:24 pm
45
    
 
SETHI KABIR
MD
JS
$50,565
192
---
2/25/24
---
$263.36
11,545
-1.6
D
R,10b
2/27/24 - 8:04:13 pm
46
    
 
JAMBUSARIA ANERI
MD
JS
$341,051
1,295
---
2/25/24
---
$263.36
3,087
-29.6
D
R
2/27/24 - 7:57:31 pm
47
    
 
JAMBUSARIA ANERI
MD
JB
---
3,718
---
2/25/24
---
---
4,382
559.9
D
R
2/27/24 - 7:57:31 pm
48
    
 
GATES GREG
MD
JS
$833,271
3,164
---
2/25/24
---
$263.36
28,155
-10.1
D
R
2/27/24 - 7:51:21 pm
49
    
 
GATES GREG
MD
JB
---
8,264
---
2/25/24
---
---
31,319
35.8
D
R
2/27/24 - 7:51:21 pm
50
    
 
ENYEDI MATTHEW
MD
JS
$901,745
3,424
---
2/25/24
---
$263.36
11,106
-23.6
D
R,10b
2/27/24 - 7:42:21 pm
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