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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
LPL FINANCIAL HOLDINGS INC: LPLA
Price: 11/8/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$312.25 $312.50 $187.19 $23,381 75 849 0.4% 1.5% 96.69% 0.68%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
LARSEN SALLIE R
MD
OE
$648,400
20,519
---
2/13/23
---
$31.60
45,074
83.6
D
R,10b
2/15/23 - 4:34:31 pm
2
    
 
JAMBUSARIA ANERI
MD
3
---
---
---
2/8/23
---
---
4,128
---
D
R
2/21/23 - 4:34:48 pm
3
1y
8
0%
41%
2
AUDETTE MATTHEW J
CFO
OS
$4,972,465
20,779
---
2/6/23
$235.47
$242.29
12,667
-62.1
D
R,10b
2/8/23 - 4:42:07 pm
4
1y
8
0%
41%
2
AUDETTE MATTHEW J
CFO
OS
$7,269
31
---
2/6/23
---
$234.48
33,446
-0.1
D
R,10b
2/8/23 - 4:42:07 pm
5
    
 
AUDETTE MATTHEW J
CFO
OE
$413,079
20,810
---
2/6/23
---
$19.85
33,477
164.3
D
R,10b
2/8/23 - 4:42:07 pm
6
    
 
KO ALBERT J
DIR
JB
---
173
---
2/1/23
---
---
173
New
D
R
2/3/23 - 4:25:55 pm
7
    
 
KO ALBERT J
DIR
3
---
---
---
1/9/23
---
---
---
---
---
---
1/11/23 - 4:23:18 pm
8
    
 
THOMAS COREY E
DIR
JB
---
8
---
11/28/22
---
---
10,465
0.1
D
---
11/30/22 - 5:50:27 pm
9
    
 
SCHIFTER RICHARD P
DIR
JB
---
20
---
11/28/22
---
---
52,357
0.0
D
---
11/30/22 - 5:46:38 pm
10
    
 
PUTNAM JAMES S
DIR
JB
---
10
---
11/28/22
---
---
133,929
0.0
D
---
11/30/22 - 5:41:27 pm
11
    
 
MNOOKIN ALLISON
DIR
JB
---
4
---
11/28/22
---
---
8,909
0.0
D
---
11/30/22 - 5:36:03 pm
12
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
16
---
11/28/22
---
---
19,850
0.1
D
---
11/30/22 - 5:31:17 pm
13
    
 
EBERHART PAULETT
DIR
JB
---
6
---
11/28/22
---
---
22,050
0.0
D
---
11/30/22 - 5:25:08 pm
14
    
 
BERNARD EDWARD C
DIR
JB
---
5
---
11/28/22
---
---
12,229
0.0
D
---
11/30/22 - 5:18:37 pm
15
1y
1
100%
39%
2
SIMONICH BRENT
VP,CAO,TR
B
$201,618
920
---
11/18/22
---
$219.15
6,042
18.0
D
R
11/21/22 - 5:21:22 pm
16
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
B
$99,725
458
---
11/18/22
---
$217.74
2,218
26.0
I
---
11/21/22 - 5:07:22 pm
17
1y
19
16%
27%
1
OROSCHAKOFF MICHELLE
MD
AS
$1,114,539
5,213
---
11/17/22
---
$213.80
41,100
-11.3
D
R,10b
11/21/22 - 5:13:35 pm
18
    
 
OROSCHAKOFF MICHELLE
MD
JB
$595,430
7,680
---
11/17/22
---
$77.53
46,313
19.9
D
R,10b
11/21/22 - 5:13:35 pm
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