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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
LPL FINANCIAL HOLDINGS INC: LPLA
Price: 12/20/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$327.93 $334.83 $187.19 $24,555 75 703 0.4% 1.0% 97.52% 0.68%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
ARNOLD DAN H
PR,CEO,DIR
JS
---
9,000
---
7/10/23
---
---
145,884
-5.8
D
R
7/12/23 - 4:21:55 pm
2
    
 
GATES GREG
MD
JB
---
1,532
---
6/12/23
---
---
25,381
6.4
D
R
6/13/23 - 5:13:10 pm
3
    
 
JAMBUSARIA ANERI
MD
JS
$179,191
896
---
6/5/23
---
$199.99
3,732
-19.4
D
R
6/7/23 - 4:29:48 pm
4
    
 
GATES GREG
MD
JS
$137,593
688
---
6/5/23
---
$199.99
23,849
-2.8
D
R
6/7/23 - 4:24:56 pm
5
    
 
THOMAS COREY E
DIR
JB
---
13
---
6/1/23
---
---
11,780
0.1
D
---
6/5/23 - 5:01:23 pm
6
    
 
SCHIFTER RICHARD P
DIR
JB
---
33
---
6/1/23
---
---
42,123
0.1
D
---
6/5/23 - 4:56:23 pm
7
    
 
PUTNAM JAMES S
DIR
JB
---
18
---
6/1/23
---
---
135,254
0.0
D
---
6/5/23 - 4:50:52 pm
8
    
 
MNOOKIN ALLISON
DIR
JB
---
7
---
6/1/23
---
---
9,706
0.1
D
---
6/5/23 - 4:45:46 pm
9
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
26
---
6/1/23
---
---
21,190
0.1
D
---
6/5/23 - 4:39:57 pm
10
    
 
EBERHART PAULETT
DIR
JB
---
10
---
6/1/23
---
---
19,983
0.1
D
---
6/5/23 - 4:32:42 pm
11
    
 
BERNARD EDWARD C
DIR
JB
---
9
---
6/1/23
---
---
13,536
0.1
D
---
6/5/23 - 4:25:33 pm
12
    
 
THOMAS COREY E
DIR
JB
---
1,290
---
5/12/23
---
---
11,767
12.3
D
---
5/16/23 - 4:08:19 pm
13
    
 
BERNARD EDWARD C
DIR
JB
---
1,290
---
5/12/23
---
---
13,527
10.5
D
---
5/16/23 - 4:07:56 pm
14
    
 
SCHIFTER RICHARD P
DIR
JB
---
1,290
---
5/12/23
---
---
42,090
3.2
D
---
5/16/23 - 4:07:30 pm
15
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
1,290
---
5/12/23
---
---
21,164
6.5
D
---
5/16/23 - 4:07:14 pm
16
    
 
PUTNAM JAMES S
DIR
JB
---
1,290
---
5/12/23
---
---
135,236
1.0
D
---
5/16/23 - 4:06:56 pm
17
    
 
EBERHART PAULETT
DIR
JB
---
784
---
5/12/23
---
---
19,973
4.1
D
---
5/16/23 - 4:06:37 pm
18
    
 
KO ALBERT J
DIR
JB
---
784
---
5/12/23
---
---
957
453.2
D
R
5/16/23 - 4:06:20 pm
19
    
 
MULCAHY ANNE M
DIR
JB
---
1,290
---
5/12/23
---
---
34,384
3.9
D
R
5/16/23 - 4:05:59 pm
20
    
 
MNOOKIN ALLISON
DIR
JB
---
784
---
5/12/23
---
---
9,699
8.8
D
---
5/16/23 - 4:05:30 pm
21
    
 
SETHI KABIR
MD
JS
$352,445
1,847
---
5/6/23
---
$190.82
11,737
-13.6
D
R
5/9/23 - 5:12:19 pm
22
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
B
$100,388
557
---
5/4/23
---
$180.23
2,775
25.1
I
---
5/5/23 - 8:24:46 am
23
    
 
EBERHART PAULETT
DIR
JS
---
2,870
---
4/24/23
---
---
19,189
-13.0
D
---
4/26/23 - 4:09:36 pm
24
    
 
THOMAS COREY E
DIR
JB
---
12
---
3/28/23
---
---
10,477
0.1
D
---
3/30/23 - 4:27:09 pm
25
    
 
SCHIFTER RICHARD P
DIR
JB
---
31
---
3/28/23
---
---
40,800
0.1
D
---
3/30/23 - 4:24:28 pm
26
    
 
PUTNAM JAMES S
DIR
JB
---
17
---
3/28/23
---
---
133,946
0.0
D
---
3/30/23 - 4:21:56 pm
27
    
 
MNOOKIN ALLISON
DIR
JB
---
6
---
3/28/23
---
---
8,915
0.1
D
---
3/30/23 - 4:19:39 pm
28
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
24
---
3/28/23
---
---
19,874
0.1
D
---
3/30/23 - 4:17:27 pm
29
    
 
EBERHART PAULETT
DIR
JB
---
9
---
3/28/23
---
---
22,059
0.0
D
---
3/30/23 - 4:14:47 pm
30
    
 
BERNARD EDWARD C
DIR
JB
---
8
---
3/28/23
---
---
12,237
0.1
D
---
3/30/23 - 4:03:10 pm
31
    
 
SCHIFTER RICHARD P
DIR
JS
---
11,588
---
3/13/23
---
---
40,769
-22.1
D
---
3/15/23 - 4:19:34 pm
32
1y
23
13%
23%
1
OROSCHAKOFF MICHELLE
MD
AS
$1,183,882
4,809
---
2/27/23
$245.24
$246.99
23,852
-16.8
D
R,10b
2/28/23 - 6:43:22 pm
33
1y
8
0%
40%
1
LARSEN SALLIE R
MD
AS
$1,101,449
4,439
---
2/27/23
---
$248.13
25,196
-15.0
D
R,10b
2/28/23 - 6:35:43 pm
34
1y
12
25%
26%
2
AUDETTE MATTHEW J
CFO
AS
$1,750,480
7,111
---
2/27/23
$245.30
$247.01
12,644
-36.0
D
R,10b
2/28/23 - 6:11:49 pm
35
1y
39
41%
16%
1
ARNOLD DAN H
PR,CEO,DIR
AS
$9,464,734
38,444
---
2/27/23
$244.82
$247.44
154,884
-19.9
D
R,10b
2/28/23 - 6:04:04 pm
36
    
 
STEINMEIER RICHARD
MD
JS
$1,824,827
7,379
---
2/25/23
---
$247.30
25,358
-22.5
D
R
2/28/23 - 7:03:03 pm
37
    
 
STEINMEIER RICHARD
MD
JB
---
14,252
---
2/25/23
---
---
32,737
77.1
D
R
2/28/23 - 7:03:03 pm
38
    
 
SIMONICH BRENT
AO
JS
$87,792
355
---
2/25/23
---
$247.30
5,687
-5.9
D
R
2/28/23 - 6:57:47 pm
39
    
 
SIMONICH BRENT
AO
JB
---
1,086
---
2/25/23
---
---
6,773
19.1
D
R
2/28/23 - 6:57:47 pm
40
    
 
SETHI KABIR
MD
JB
---
1,476
---
2/25/23
---
---
13,584
12.2
D
R
2/28/23 - 6:52:45 pm
41
    
 
SEMERJIAN DAYTON
MD
JS
$1,563,678
6,323
---
2/25/23
---
$247.30
19,118
-24.9
D
R
2/28/23 - 6:48:32 pm
42
    
 
SEMERJIAN DAYTON
MD
JB
---
11,068
---
2/25/23
---
---
25,441
77.0
D
R
2/28/23 - 6:48:32 pm
43
    
 
OROSCHAKOFF MICHELLE
MD
JS
$1,282,498
5,186
---
2/25/23
---
$247.30
27,311
-16.0
D
R,10b
2/28/23 - 6:43:22 pm
44
    
 
OROSCHAKOFF MICHELLE
MD
JB
---
10,520
---
2/25/23
---
---
32,497
47.9
D
R,10b
2/28/23 - 6:43:22 pm
45
    
 
LARSEN SALLIE R
MD
JS
$1,058,691
4,281
---
2/25/23
---
$247.30
27,104
-13.6
D
R,10b
2/28/23 - 6:35:43 pm
46
    
 
LARSEN SALLIE R
MD
JB
---
9,361
---
2/25/23
---
---
31,385
42.5
D
R,10b
2/28/23 - 6:35:43 pm
47
    
 
JAMBUSARIA ANERI
MD
JS
$68,255
276
---
2/25/23
---
$247.30
3,852
-6.7
D
R
2/28/23 - 6:30:00 pm
48
    
 
JAMBUSARIA ANERI
MD
JB
---
776
---
2/25/23
---
---
4,628
20.1
D
R
2/28/23 - 6:30:00 pm
49
    
 
GATES GREG
MD
JS
$628,142
2,540
---
2/25/23
---
$247.30
23,009
-9.9
D
R
2/28/23 - 6:23:30 pm
50
    
 
GATES GREG
MD
JB
---
5,938
---
2/25/23
---
---
25,549
30.3
D
R
2/28/23 - 6:23:30 pm
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