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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
XAI OCTAGON FLOATING RATE AND ALTERNATIVE INCOME T: XFLT
Price: 11/8/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$6.93 $7.76 $6.53 $382 55 507 15.7% 0.2% 6.30% 3.07%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
SPENCE JOHN YOGI
O
JS
---
6,000
---
5/21/24
---
---
531,763
-1.1
D
---
5/23/24 - 4:37:08 pm
2
6m
4
50%
2%
1
BROMBACH THEODORE J
PR,CEO
B
$48,962
6,867
5/9/24
5/10/24
---
$7.13
27,401
33.4
I
---
5/10/24 - 4:48:27 pm
3
1y
1
0%
-27%
1
SPENCE JOHN YOGI
O
B
$48,962
6,867
5/9/24
5/10/24
---
$7.13
27,401
33.4
I
---
5/10/24 - 4:37:25 pm
4
    
 
MEYERS WILLIAM T
TT,DIR
3
---
---
---
1/1/24
---
---
2,151
---
D
---
1/3/24 - 5:37:44 pm
5
    
 
MEYERS WILLIAM T
TT,DIR
3
---
---
---
1/1/24
---
---
8,000
---
D
---
1/3/24 - 5:37:44 pm
6
1y
1
0%
-27%
1
SPENCE JOHN YOGI
O
B
$5,816
825
---
12/12/23
---
$7.05
19,327
4.5
I
---
12/13/23 - 1:02:53 pm
7
6m
4
50%
2%
1
BROMBACH THEODORE J
PR,CEO
B
$5,816
825
---
12/12/23
---
$7.05
19,327
4.5
I
---
12/13/23 - 1:01:38 pm
8
    
 
SPENCE JOHN YOGI
O
JS
---
5,409
---
12/11/23
---
---
18,502
-22.6
I
---
12/13/23 - 1:02:53 pm
9
    
 
BROMBACH THEODORE J
PR,CEO
JS
---
5,409
---
12/11/23
---
---
18,502
-22.6
I
---
12/13/23 - 1:01:38 pm
10
    
 
MCCULLOCH BENJAMIN
SEC,LO
JB
---
2,209
---
12/11/23
---
---
3,661
152.1
D
---
12/13/23 - 12:59:51 pm
11
    
 
FLYNN KIMBERLY ANN
VP
JB
---
2,400
---
12/11/23
---
---
40,200
6.3
D
---
12/13/23 - 12:58:53 pm
12
1y
1
0%
-27%
1
SPENCE JOHN YOGI
O
JB*
$41,340
6,000
---
12/5/23
---
$6.89
23,684
33.9
I
---
12/6/23 - 5:03:00 pm
13
6m
4
50%
2%
1
BROMBACH THEODORE J
PR,CEO
JB*
$41,340
6,000
---
12/5/23
---
$6.89
23,684
33.9
I
---
12/6/23 - 5:01:51 pm
14
1y
1
0%
-27%
1
SPENCE JOHN YOGI
O
B
$2,046
289
---
11/13/23
---
$7.08
17,684
1.7
I
---
11/16/23 - 12:05:30 pm
15
6m
4
50%
2%
1
BROMBACH THEODORE J
PR,CEO
B
$2,046
289
---
11/13/23
---
$7.08
17,684
1.7
I
---
11/16/23 - 12:04:00 pm
16
    
 
ROESSLER RANDI JEAN
CCO
3
---
---
---
10/2/23
---
---
---
---
D
---
10/3/23 - 8:02:28 pm
17
    
 
SPENCE JOHN YOGI
O
JS
---
4,000
---
7/24/23
---
---
520,285
-0.8
D
---
7/26/23 - 4:22:23 pm
18
1y
1
0%
-27%
1
SPENCE JOHN YOGI
O
B
$3,165
500
---
12/22/22
---
$6.33
515,997
0.1
D
---
12/23/22 - 12:12:23 pm
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