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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
TRANSPHORM INC: TGAN
Price: 6/21/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$5.10 $5.11 $1.94 $323 63 180 0.0% 2.4% 65.99% 20.89%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
KKR PHORM INVESTORS L P
BO
JS*
$124,501,040
24,411,968
---
6/20/24
---
$5.10
---
All
I
---
6/20/24 - 4:30:24 pm
2
    
 
PARIKH PRIMIT
PR,CEO,DIR
JS
---
489,310
---
6/20/24
---
---
---
All
D
R
6/20/24 - 4:05:22 pm
3
    
 
MISHRA UMESH
CTO,DIR
JS
---
359,720
---
6/20/24
---
---
---
All
D
R
6/20/24 - 4:05:21 pm
4
    
 
MCAULAY CAMERON
CFO
JS
---
182,048
---
6/20/24
---
---
---
All
D
R
6/20/24 - 4:05:17 pm
5
    
 
HUMPHREYS MICHAEL JULIAN
DIR
JS
---
91,037
---
6/20/24
---
---
---
All
D
R
6/20/24 - 4:05:15 pm
6
    
 
MCFARLAND KATHARINA G
DIR
JS
---
81,323
---
6/20/24
---
---
---
All
D
R
6/20/24 - 4:05:10 pm
7
    
 
MORELAND CYNTHIA J
DIR
JS
---
82,106
---
6/20/24
---
---
---
All
D
R
6/20/24 - 4:05:09 pm
8
    
 
SMALES KELLY
DIR
JS
---
69,677
---
6/20/24
---
---
---
All
D
R
6/20/24 - 4:05:07 pm
9
    
 
MCFARLAND KATHARINA G
DIR
AS
$19,548
3,996
---
5/22/24
---
$4.89
81,323
-4.7
D
10b
5/24/24 - 4:15:41 pm
10
    
 
SMALES KELLY
DIR
AS
$19,548
3,996
---
5/22/24
---
$4.89
69,677
-5.4
D
10b
5/24/24 - 4:15:36 pm
11
    
 
MCFARLAND KATHARINA G
DIR
AS
$4,074
840
---
4/24/24
---
$4.85
85,319
-1.0
D
10b
4/26/24 - 4:05:20 pm
12
    
 
SMALES KELLY
DIR
AS
$2,304
475
---
4/24/24
---
$4.85
73,673
-0.6
D
10b
4/26/24 - 4:05:13 pm
13
    
 
MORELAND CYNTHIA J
DIR
JB
---
1,043
---
4/20/24
---
---
82,106
1.3
D
R
4/23/24 - 4:48:16 pm
14
    
 
SMALES KELLY
DIR
JB
---
1,356
---
4/20/24
---
---
74,148
1.9
D
R
4/23/24 - 4:47:20 pm
15
    
 
HUMPHREYS MICHAEL JULIAN
DIR
JB
---
1,409
---
4/20/24
---
---
91,037
1.6
D
R
4/23/24 - 4:46:02 pm
16
    
 
MCFARLAND KATHARINA G
DIR
JB
---
2,400
---
4/20/24
---
---
86,159
2.9
D
R
4/23/24 - 4:44:40 pm
17
    
 
SMALES KELLY
DIR
AS
$3,753
766
---
4/4/24
---
$4.90
72,792
-1.0
D
10b
4/5/24 - 4:05:11 pm
18
    
 
PARIKH PRIMIT
PR,CEO,DIR
S
$28,806
6,000
---
2/29/24
---
$4.80
489,310
-1.2
D
---
3/4/24 - 4:06:45 pm
19
    
 
MCFARLAND KATHARINA G
DIR
AS
$19,225
3,996
---
2/28/24
---
$4.81
83,759
-4.6
D
10b
3/1/24 - 4:05:30 pm
20
    
 
SMALES KELLY
DIR
AS
$19,225
3,996
---
2/28/24
---
$4.81
73,558
-5.2
D
10b
3/1/24 - 4:05:17 pm
21
    
 
SMALES KELLY
DIR
AS
$2,271
471
---
1/24/24
---
$4.82
77,554
-0.6
D
10b
1/26/24 - 4:04:31 pm
22
    
 
MCFARLAND KATHARINA G
DIR
AS
$4,015
833
---
1/24/24
---
$4.82
87,755
-0.9
D
10b
1/26/24 - 4:03:58 pm
23
    
 
SMALES KELLY
DIR
JB
---
1,345
---
1/20/24
---
---
78,025
1.8
D
R
1/23/24 - 4:35:27 pm
24
    
 
MORELAND CYNTHIA J
DIR
JB
---
1,035
---
1/20/24
---
---
81,063
1.3
D
R
1/23/24 - 4:34:58 pm
25
    
 
MCFARLAND KATHARINA G
DIR
JB
---
2,380
---
1/20/24
---
---
88,588
2.8
D
R
1/23/24 - 4:34:26 pm
26
    
 
HUMPHREYS MICHAEL JULIAN
DIR
JB
---
1,397
---
1/20/24
---
---
89,628
1.6
D
R
1/23/24 - 4:33:53 pm
27
    
 
SMALES KELLY
DIR
AS
$2,987
766
---
1/4/24
---
$3.90
76,680
-1.0
D
10b
1/5/24 - 7:52:06 pm
28
    
 
SMALES KELLY
DIR
AS
$7,895
2,187
---
1/2/24
---
$3.61
77,446
-2.7
D
10b
1/3/24 - 6:19:44 pm
29
    
 
PARIKH PRIMIT
PR,CEO,DIR
JS
$24,747
6,780
---
1/1/24
---
$3.65
495,310
-1.4
D
R
1/3/24 - 6:19:13 pm
30
    
 
MISHRA UMESH
CTO,DIR
JS
$12,374
3,390
---
1/1/24
---
$3.65
359,720
-0.9
D
R
1/3/24 - 6:18:18 pm
31
    
 
MCAULAY CAMERON
CFO
JS
$20,623
5,650
---
1/1/24
---
$3.65
182,048
-3.0
D
R
1/3/24 - 6:17:50 pm
32
    
 
SMALES KELLY
DIR
AS
$10,499
3,995
---
11/22/23
---
$2.63
79,633
-4.8
D
10b
11/27/23 - 8:24:34 pm
33
    
 
MCFARLAND KATHARINA G
DIR
AS
$10,798
3,995
---
11/22/23
---
$2.70
86,208
-4.4
D
10b
11/27/23 - 8:23:53 pm
34
    
 
MCFARLAND KATHARINA G
DIR
AS
$10,580
3,515
---
11/20/23
---
$3.01
90,203
-3.8
D
10b
11/21/23 - 4:34:54 pm
35
    
 
SMALES KELLY
DIR
AS
$10,988
3,883
11/17/23
11/20/23
$2.82
$2.89
83,628
-4.4
D
10b
11/21/23 - 4:31:34 pm
36
    
 
MCAULAY CAMERON
CFO
JS
$7,025
2,536
---
11/17/23
---
$2.77
187,698
-1.3
D
R
11/21/23 - 4:34:06 pm
37
    
 
MISHRA UMESH
CTO,DIR
JS
$4,471
1,614
---
11/17/23
---
$2.77
363,110
-0.4
D
R
11/21/23 - 4:33:37 pm
38
    
 
PARIKH PRIMIT
PR,CEO,DIR
JS
$22,351
8,069
---
11/17/23
---
$2.77
502,090
-1.6
D
R
11/21/23 - 4:32:26 pm
39
    
 
SMALES KELLY
DIR
JB
---
2,708
---
10/20/23
---
---
87,511
3.2
D
R
10/24/23 - 4:15:32 pm
40
    
 
MORELAND CYNTHIA J
DIR
JB
---
2,083
---
10/20/23
---
---
80,028
2.7
D
R
10/24/23 - 4:14:52 pm
41
    
 
MCFARLAND KATHARINA G
DIR
JB
---
4,791
---
10/20/23
---
---
93,718
5.4
D
R
10/24/23 - 4:14:19 pm
42
    
 
HUMPHREYS MICHAEL JULIAN
DIR
JB
---
2,812
---
10/20/23
---
---
88,231
3.3
D
R
10/24/23 - 4:13:46 pm
43
    
 
SMALES KELLY
DIR
JB
---
48,630
---
10/11/23
---
---
84,803
134.4
D
R
10/13/23 - 4:24:54 pm
44
    
 
MORELAND CYNTHIA J
DIR
JB
---
47,945
---
10/11/23
---
---
77,945
159.8
D
R
10/13/23 - 4:23:59 pm
45
    
 
MCFARLAND KATHARINA G
DIR
JB
---
50,913
---
10/11/23
---
---
88,927
133.9
D
R
10/13/23 - 4:23:15 pm
46
    
 
HUMPHREYS MICHAEL JULIAN
DIR
JB
---
48,744
---
10/11/23
---
---
85,419
132.9
D
R
10/13/23 - 4:22:30 pm
47
    
 
MCAULAY CAMERON
CFO
JB
---
105,600
---
8/30/23
---
---
190,234
124.8
D
R
9/1/23 - 4:05:32 pm
48
    
 
MISHRA UMESH
CTO,DIR
JB
---
172,800
---
8/30/23
---
---
364,724
90.0
D
R
9/1/23 - 4:04:49 pm
49
    
 
PARIKH PRIMIT
PR,CEO,DIR
JB
---
288,000
---
8/30/23
---
---
510,159
129.6
D
R
9/1/23 - 4:04:14 pm
50
    
 
SMALES KELLY
DIR
JB
$3,871
1,173
---
7/21/23
---
$3.30
36,173
3.4
D
---
7/25/23 - 6:31:42 pm
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