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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
HERITAGE GLOBAL INC: HGBL
Price: 11/22/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$1.62 $3.09 $1.52 $59 36 82 0.0% 0.0% 31.79% 15.89%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
LUDWIG DAVID VAN
PR,DIR
AS
$16,100
10,000
---
11/19/24
---
$1.61
1,027,479
-1.0
D
10b
11/20/24 - 4:24:05 pm
2
    
 
DOVE ROSS
CEO,DIR
B
$20,067
7,297
---
3/20/24
---
$2.75
2,302,656
0.3
D
---
3/20/24 - 5:37:44 pm
3
    
 
COBB BRIAN J
CFO
JS
$39,959
13,638
---
3/19/24
---
$2.93
94,913
-12.6
D
R
3/19/24 - 9:02:11 pm
4
    
 
SKLAR JAMES EDWARD
VP,GC,SEC
JS
$34,662
11,830
---
3/19/24
---
$2.93
283,876
-4.0
D
R
3/19/24 - 8:59:48 pm
5
    
 
DOVE NICHOLAS KIRK
PR
B
$14,400
5,000
---
3/19/24
---
$2.88
100,000
5.3
D
---
3/19/24 - 12:13:30 pm
6
    
 
SINSLEY BARBARA A
DIR
JB
---
15,000
---
3/7/24
---
---
61,300
32.4
D
R
3/11/24 - 4:35:31 pm
7
    
 
HEXNER MICHAEL
DIR
JB
---
15,000
---
3/7/24
---
---
232,104
6.9
D
R
3/11/24 - 4:33:28 pm
8
    
 
SHIMER SAMUEL L
DIR
JB
---
15,000
---
3/7/24
---
---
312,500
5.0
D
R
3/11/24 - 4:30:20 pm
9
    
 
SHARPE KELLY S
DIR
JB
---
15,000
---
3/7/24
---
---
55,800
36.8
D
R
3/11/24 - 4:27:18 pm
10
    
 
BURNHAM WILLIAM L
DIR
JB
---
15,000
---
3/7/24
---
---
30,000
100.0
D
R
3/11/24 - 4:24:22 pm
11
    
 
SKLAR JAMES EDWARD
VP,GC,SEC
JB
---
25,597
---
3/7/24
---
---
295,706
9.5
D
R
3/11/24 - 4:18:29 pm
12
    
 
DOVE ROSS
CEO,DIR
JB
---
76,850
---
3/7/24
---
---
2,295,359
3.5
D
R
3/11/24 - 4:15:07 pm
13
    
 
COBB BRIAN J
CFO
JB
---
25,597
---
3/7/24
---
---
108,551
30.9
D
R
3/11/24 - 4:11:17 pm
14
    
 
DOVE NICHOLAS KIRK
PR
B
$14,250
5,000
---
11/13/23
---
$2.85
95,000
5.6
D
---
11/13/23 - 1:29:17 pm
15
1y
7
71%
19%
1
SHIMER SAMUEL L
DIR
B
$29,500
10,000
---
9/13/23
---
$2.95
297,500
3.5
D
---
9/14/23 - 12:37:54 pm
16
    
 
DOVE ROSS
CEO,DIR
B
$9,952
3,200
---
8/24/23
---
$3.11
2,218,510
0.1
D
---
8/24/23 - 2:39:44 pm
17
    
 
DOVE NICHOLAS KIRK
PR
B
$10,814
3,455
---
8/17/23
---
$3.13
90,000
4.0
D
---
8/17/23 - 4:41:41 pm
18
    
 
LUDWIG DAVID VAN
PR,DIR
B
$20,321
6,408
8/14/23
8/15/23
---
$3.12
1,039,304
0.6
D
---
8/16/23 - 11:56:36 am
19
    
 
HEXNER MICHAEL
DIR
B
$25,749
8,253
---
8/14/23
---
$3.12
217,104
4.0
D
---
8/15/23 - 4:25:02 pm
20
    
 
DOVE ROSS
CEO,DIR
B
$19,999
6,211
---
8/14/23
---
$3.22
2,215,310
0.3
D
---
8/15/23 - 1:02:03 pm
21
1y
7
71%
19%
1
SHIMER SAMUEL L
DIR
OB
$3,400
5,000
---
8/14/23
---
$0.53
287,500
1.8
D
---
8/15/23 - 10:08:09 am
22
    
 
DOVE NICHOLAS KIRK
PR
B
$24,980
7,880
---
8/14/23
---
$3.17
86,545
10.0
D
---
8/14/23 - 1:50:24 pm
23
    
 
TOPLINE CAPITAL MANAGEMENT LLC
O
S
$525,195
174,692
4/14/23
4/18/23
---
$3.00
3,617,885
-4.6
I
---
4/18/23 - 6:53:25 pm
24
    
 
TOPLINE CAPITAL PARTNERS LP
BO
S
$525,195
174,692
4/14/23
4/18/23
---
$3.00
3,617,885
-4.6
D
---
4/18/23 - 6:48:42 pm
25
    
 
TOPLINE CAPITAL MANAGEMENT LLC
O
S
$189,533
65,949
4/11/23
4/13/23
$2.84
$2.91
3,792,577
-1.7
I
---
4/13/23 - 6:50:27 pm
26
    
 
TOPLINE CAPITAL PARTNERS LP
BO
S
$189,533
65,949
4/11/23
4/13/23
$2.84
$2.91
3,792,577
-1.7
D
---
4/13/23 - 6:43:52 pm
27
    
 
TOPLINE CAPITAL MANAGEMENT LLC
O
S
$149,493
51,934
4/3/23
4/4/23
---
$2.84
3,858,526
-1.3
I
---
4/5/23 - 5:05:02 pm
28
    
 
TOPLINE CAPITAL PARTNERS LP
BO
S
$149,493
51,934
4/3/23
4/4/23
---
$2.84
3,858,526
-1.3
D
---
4/5/23 - 4:59:52 pm
29
    
 
BURNHAM WILLIAM L
DIR
JB
---
15,000
---
4/1/23
---
---
15,000
New
D
R
4/17/23 - 6:56:37 pm
30
    
 
BURNHAM WILLIAM L
DIR
3
---
---
---
4/1/23
---
---
---
---
---
---
4/17/23 - 6:54:41 pm
31
    
 
SHARPE KELLY S
DIR
JB
---
15,000
---
3/31/23
---
---
40,800
58.1
D
R
4/3/23 - 9:16:20 pm
32
    
 
SINSLEY BARBARA A
DIR
JB
---
15,000
---
3/31/23
---
---
46,300
47.9
D
R
4/3/23 - 4:20:34 pm
33
    
 
SHIMER SAMUEL L
DIR
JB
---
15,000
---
3/31/23
---
---
282,500
5.6
D
R
4/3/23 - 1:56:48 pm
34
    
 
HEXNER MICHAEL
DIR
JB
---
15,000
---
3/31/23
---
---
208,851
7.7
D
R
4/3/23 - 1:53:20 pm
35
    
 
CHO SHIRLEY
DIR
JB
---
15,000
---
3/31/23
---
---
30,000
100.0
D
R
4/3/23 - 1:48:04 pm
36
    
 
TOPLINE CAPITAL MANAGEMENT LLC
O
S
$203,798
70,897
3/28/23
3/30/23
$2.86
$2.88
3,910,460
-1.8
I
---
3/30/23 - 6:25:56 pm
37
    
 
TOPLINE CAPITAL PARTNERS LP
BO
S
$203,798
70,897
3/27/23
3/30/23
$2.86
$2.88
3,910,460
-1.8
D
---
3/30/23 - 6:18:04 pm
38
    
 
TOPLINE CAPITAL MANAGEMENT LLC
O
S
$142,056
49,497
---
3/20/23
---
$2.87
3,981,357
-1.2
I
---
3/22/23 - 4:11:36 pm
39
    
 
TOPLINE CAPITAL PARTNERS LP
BO
S
$142,056
49,497
---
3/20/23
---
$2.87
3,981,357
-1.2
D
---
3/22/23 - 4:05:41 pm
40
    
 
TOPLINE CAPITAL MANAGEMENT LLC
O
S
$237,206
81,795
---
3/15/23
---
$2.90
4,078,967
-2.0
I
---
3/16/23 - 5:03:37 pm
41
    
 
TOPLINE CAPITAL PARTNERS LP
BO
S
$237,206
81,795
---
3/15/23
---
$2.90
4,078,967
-2.0
D
---
3/16/23 - 4:41:48 pm
42
    
 
SKLAR JAMES EDWARD
VP,GC,SEC
JS
$24,450
9,664
---
3/1/23
---
$2.53
270,109
-3.5
D
A,R
4/11/23 - 12:28:50 pm
43
    
 
SKLAR JAMES EDWARD
VP,GC,SEC
JB
---
19,763
---
3/1/23
---
---
279,773
7.6
D
A,R
4/11/23 - 12:28:50 pm
44
    
 
DOVE ROSS
CEO,DIR
JS
$50,534
19,974
---
3/1/23
---
$2.53
2,209,099
-0.9
D
A,R
4/11/23 - 12:25:28 pm
45
    
 
DOVE ROSS
CEO,DIR
JB
---
57,764
---
3/1/23
---
---
2,229,073
2.7
D
A,R
4/11/23 - 12:25:28 pm
46
    
 
COBB BRIAN J
CFO
JS
$20,389
8,059
---
3/1/23
---
$2.53
82,954
-8.9
D
A,R
4/11/23 - 12:18:59 pm
47
    
 
COBB BRIAN J
CFO
JB
---
19,763
---
3/1/23
---
---
91,013
27.7
D
A,R
4/11/23 - 12:18:59 pm
48
    
 
DOVE ROSS
CEO,DIR
JS
$50,536
19,664
---
3/1/23
---
$2.57
2,208,509
-0.9
D
R
3/20/23 - 8:55:10 am
49
    
 
DOVE ROSS
CEO,DIR
JB
---
56,864
---
3/1/23
---
---
2,228,173
2.6
D
R
3/20/23 - 8:55:10 am
50
    
 
SKLAR JAMES EDWARD
VP,GC,SEC
JS
$24,448
9,513
---
3/1/23
---
$2.57
269,952
-3.4
D
R
3/20/23 - 8:48:07 am
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