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 JS
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Detailed Insider History for:
GUGGENHEIM ACTIVE ALLOCATION FUND: GUG
Price: 11/8/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$15.94 $16.88 $13.41 $526 33 80 11.0% 0.0% 25.32% 0.00%
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#
View Form
Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
--
--
--
--
12
BARNES RANDALL C
TT,DIR
S
$8,225
500
---
10/3/24
---
$16.45
65,322
-0.8
D
---
10/4/24 - 11:48:18 am
2
1y
1
0%
-30%
4
BROCK KYLE ANGELA
TT,DIR
B
$14,500
909
---
9/3/24
$15.93
$15.99
3,356
37.2
D
---
9/3/24 - 5:08:28 pm
3
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,842
194
---
4/1/24
---
$14.65
11,046
1.8
D
---
4/1/24 - 11:46:44 am
4
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$5,583
385
---
1/30/24
---
$14.50
65,822
0.6
D
---
1/30/24 - 12:09:28 pm
5
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,933
200
---
12/29/23
---
$14.66
10,592
1.9
D
---
12/29/23 - 11:36:55 am
6
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$81,850
5,880
---
12/13/23
---
$13.92
65,437
9.9
D
---
12/13/23 - 12:21:24 pm
7
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$28,140
2,000
---
12/8/23
---
$14.07
59,557
3.5
D
---
12/11/23 - 2:31:24 pm
8
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$109,077
7,725
---
12/7/23
---
$14.12
57,557
15.5
D
---
12/8/23 - 2:41:06 pm
9
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$206,017
14,705
---
12/6/23
---
$14.01
49,832
41.9
D
---
12/7/23 - 3:01:32 pm
10
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$83,520
6,000
---
12/5/23
---
$13.92
35,127
20.6
D
---
12/6/23 - 9:54:18 am
11
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,746
200
---
11/30/23
---
$13.73
10,306
2.0
D
---
11/30/23 - 4:18:42 pm
12
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$13,850
1,000
---
11/30/23
---
$13.85
29,127
3.6
D
---
11/30/23 - 1:25:55 pm
13
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$12,990
1,000
---
10/31/23
---
$12.99
28,127
3.7
D
---
11/1/23 - 10:12:07 am
14
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,869
220
---
10/31/23
---
$13.04
10,020
2.2
D
---
10/31/23 - 11:46:26 am
15
1y
1
0%
-30%
4
BROCK KYLE ANGELA
TT,DIR
B
$9,994
775
---
10/23/23
---
$12.89
2,244
52.7
D
---
10/23/23 - 12:01:13 pm
16
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,911
215
---
9/29/23
---
$13.54
9,711
2.3
D
---
9/29/23 - 1:03:18 pm
17
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$24,227
1,784
---
9/29/23
---
$13.58
27,127
7.0
D
---
9/29/23 - 10:59:11 am
18
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$19,432
1,390
---
9/5/23
---
$13.98
25,343
5.8
D
---
9/5/23 - 5:01:04 pm
19
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$4,695
333
---
9/1/23
---
$14.10
23,953
1.4
D
---
9/1/23 - 4:38:30 pm
20
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,848
202
---
9/1/23
---
$14.10
9,414
2.2
D
---
9/1/23 - 11:32:24 am
21
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,874
202
---
7/31/23
---
$14.23
9,134
2.3
D
---
7/31/23 - 3:39:11 pm
22
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,889
202
---
7/5/23
---
$14.30
8,858
2.3
D
---
7/5/23 - 4:36:32 pm
23
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
JB*
$23,622
1,645
---
7/1/23
---
$14.36
21,891
8.1
D
---
7/3/23 - 10:19:47 am
24
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$4,278
310
---
6/7/23
---
$13.80
20,246
1.6
D
---
6/7/23 - 12:25:12 pm
25
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$19,250
1,400
---
6/1/23
---
$13.75
19,936
7.6
D
---
6/1/23 - 5:05:16 pm
26
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,989
215
---
6/1/23
---
$13.90
8,584
2.6
D
---
6/1/23 - 3:39:27 pm
27
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$16,170
1,146
---
5/1/23
---
$14.11
18,536
6.6
D
---
5/2/23 - 11:35:36 am
28
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$7,040
500
---
4/28/23
---
$14.08
17,390
3.0
D
---
5/1/23 - 11:23:50 am
29
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,806
200
---
4/28/23
---
$14.03
8,297
2.5
D
---
4/28/23 - 11:51:24 am
30
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$3,545
250
---
4/6/23
---
$14.18
8,029
3.2
D
---
4/10/23 - 10:14:46 am
31
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$3,425
245
---
3/13/23
---
$13.98
7,711
3.3
D
---
3/13/23 - 4:18:31 pm
32
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$22,975
1,610
---
3/10/23
---
$14.27
16,890
10.5
D
---
3/10/23 - 12:40:37 pm
33
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$2,848
189
---
2/3/23
---
$15.07
7,405
2.6
D
---
2/3/23 - 10:41:58 am
34
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$22,869
1,540
---
2/1/23
---
$14.85
15,280
11.2
D
---
2/1/23 - 1:25:44 pm
35
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
B
$3,349
249
---
12/30/22
---
$13.45
7,157
3.6
D
---
1/3/23 - 10:04:04 am
36
1y
3
0%
-19%
10
TOUPIN RONALD E JR
TT,DIR
JB*
---
---
---
12/30/22
---
$0.30
7,157
0.0
D
---
1/3/23 - 10:04:04 am
37
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$22,191
1,645
---
12/30/22
---
$13.49
13,740
13.6
D
---
1/3/23 - 9:49:32 am
38
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$32,952
2,400
---
12/21/22
---
$13.73
12,095
24.8
D
---
12/22/22 - 12:42:39 pm
39
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$28,156
2,030
---
12/20/22
---
$13.87
9,695
26.5
D
---
12/20/22 - 12:09:06 pm
40
    
 
BROCK KYLE ANGELA
TT,DIR
JB
$5,000
353
---
12/2/22
$14.16
$14.21
1,353
35.3
D
A
12/5/22 - 1:27:50 pm
41
    
 
BROCK KYLE ANGELA
TT,DIR
JB
$5,000
353
---
12/2/22
---
$14.16
1,353
35.3
D
---
12/2/22 - 12:46:18 pm
42
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$21,528
1,560
---
11/30/22
---
$13.80
7,665
25.6
D
---
11/30/22 - 12:45:08 pm
43
1y
1
0%
-17%
12
BARNES RANDALL C
TT,DIR
B
$40,069
2,860
---
11/28/22
---
$14.01
6,105
88.1
D
---
11/28/22 - 1:32:02 pm
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