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 JS
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Detailed Insider History for:
CAPITAL SOUTHWEST CORP: CSWC
Price: 11/8/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$22.91 $27.23 $21.61 $1,093 48 275 11.0% 1.6% 25.52% 4.39%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
1y
10
60%
8%
2
BATTIST CHRISTINE
DIR
B
$5,921
256
---
11/8/24
---
$23.13
9,279
2.8
D
---
11/8/24 - 5:48:50 pm
2
    
 
ROGERS WINDSOR RAMONA LYNN
DIR
B
$11,533
500
---
11/7/24
---
$23.07
16,157
3.2
D
---
11/7/24 - 4:25:51 pm
3
    
 
ROGERS WINDSOR RAMONA LYNN
DIR
B
$6,258
250
---
9/16/24
---
$25.03
15,363
1.7
D
---
9/16/24 - 4:07:27 pm
4
    
 
ROGERS WINDSOR RAMONA LYNN
DIR
JB
---
2,090
---
8/9/24
---
---
15,113
16.0
D
R
8/13/24 - 4:19:19 pm
5
    
 
THOMAS WILLIAM R III
DIR
JB
---
2,090
---
8/9/24
---
---
16,151
14.9
D
R
8/13/24 - 4:11:54 pm
6
    
 
BATTIST CHRISTINE
DIR
JB
---
2,090
---
8/9/24
---
---
7,281
40.3
I
R
8/12/24 - 4:28:01 pm
7
    
 
FURST JACK D
DIR
JB
---
2,090
---
8/9/24
---
---
45,755
4.8
D
R
8/12/24 - 4:26:22 pm
8
    
 
BROOKS DAVID R
DIR
JB
---
2,090
---
8/9/24
---
---
38,751
5.7
D
R
8/12/24 - 4:23:58 pm
9
1y
10
60%
8%
2
BATTIST CHRISTINE
DIR
B
$9,720
406
---
8/9/24
---
$23.94
9,023
4.7
D
---
8/9/24 - 4:23:30 pm
10
    
 
ROGERS WINDSOR RAMONA LYNN
DIR
B
$5,226
200
---
6/28/24
---
$26.13
12,798
1.6
D
---
6/28/24 - 4:03:20 pm
11
1y
10
60%
8%
2
BATTIST CHRISTINE
DIR
B
$4,916
197
---
6/21/24
---
$24.96
8,617
2.3
D
---
6/24/24 - 4:24:08 pm
12
    
 
DIEHL BOWEN S
PR,CEO,DIR
JS
$671,646
25,704
6/9/24
6/10/24
---
$26.13
208,943
-11.0
D
R
6/11/24 - 4:06:28 pm
13
    
 
DIEHL BOWEN S
PR,CEO,DIR
JB
---
95,000
---
6/10/24
---
---
303,943
45.5
D
R
6/11/24 - 4:06:28 pm
14
    
 
SARNER MICHAEL SCOTT
CFO
JS
$478,963
18,330
6/9/24
6/10/24
---
$26.13
334,427
-5.2
D
R
6/11/24 - 4:04:52 pm
15
    
 
SARNER MICHAEL SCOTT
CFO
JB
---
75,000
---
6/10/24
---
---
409,427
22.4
D
R
6/11/24 - 4:04:52 pm
16
    
 
WEINSTEIN JOSHUA S
MD
JS
$357,380
13,677
6/9/24
6/10/24
---
$26.13
191,690
-6.7
D
R
6/11/24 - 4:03:01 pm
17
    
 
WEINSTEIN JOSHUA S
MD
JB
---
60,000
---
6/10/24
---
---
251,690
31.3
D
R
6/11/24 - 4:03:01 pm
18
    
 
THOMAS WILLIAM R III
DIR
JS
---
8,217
---
6/3/24
---
---
4,661
-63.8
D
---
6/4/24 - 4:54:36 pm
19
1y
4
25%
-15%
2
THOMAS WILLIAM R III
DIR
B
$243,139
9,400
---
6/3/24
---
$25.87
14,061
201.7
D
---
6/4/24 - 4:54:36 pm
20
1y
10
60%
8%
2
BATTIST CHRISTINE
DIR
B
$4,848
192
---
5/29/24
---
$25.25
8,420
2.3
D
---
5/30/24 - 4:33:42 pm
21
    
 
ROGERS WINDSOR RAMONA LYNN
DIR
B
$12,825
500
---
5/23/24
---
$25.65
12,598
4.1
D
---
5/23/24 - 4:16:26 pm
22
    
 
ROGERS WINDSOR RAMONA LYNN
DIR
B
$11,645
500
---
12/21/23
---
$23.29
11,664
4.5
D
---
12/21/23 - 4:03:38 pm
23
    
 
DIEHL BOWEN S
PR,CEO,DIR
JS
$49,062
2,213
---
11/15/23
---
$22.17
234,639
-0.9
D
R
11/16/23 - 4:10:09 pm
24
    
 
SARNER MICHAEL SCOTT
CFO
JS
$41,436
1,869
---
11/15/23
---
$22.17
352,757
-0.5
D
R
11/16/23 - 4:08:45 pm
25
    
 
WEINSTEIN JOSHUA S
MD
JS
$25,074
1,131
---
11/15/23
---
$22.17
216,167
-0.5
D
R
11/16/23 - 4:07:20 pm
26
    
 
ROGERS WINDSOR RAMONA LYNN
DIR
B
$10,835
500
---
11/2/23
---
$21.67
11,164
4.7
D
---
11/2/23 - 4:37:26 pm
27
    
 
FURST JACK D
DIR
JB
---
2,240
---
8/10/23
---
---
43,665
5.4
D
R
8/14/23 - 4:10:08 pm
28
    
 
ROGERS WINDSOR RAMONA LYNN
DIR
JB
---
2,240
---
8/10/23
---
---
10,462
27.2
D
R
8/14/23 - 4:07:30 pm
29
    
 
BROOKS DAVID R
DIR
JB
---
2,240
---
8/10/23
---
---
36,661
6.5
D
R
8/11/23 - 5:06:27 pm
30
    
 
THOMAS WILLIAM R III
DIR
JB
---
2,240
---
8/10/23
---
---
12,878
21.1
D
R
8/11/23 - 4:58:53 pm
31
    
 
BATTIST CHRISTINE
DIR
JB
---
2,240
---
8/10/23
---
---
5,171
76.4
I
R
8/11/23 - 4:57:20 pm
32
    
 
DIEHL BOWEN S
PR,CEO,DIR
JS
$343,221
17,282
---
6/10/23
---
$19.86
236,852
-6.8
D
R
6/13/23 - 6:45:17 pm
33
    
 
SARNER MICHAEL SCOTT
CFO
JS
$248,786
12,527
---
6/10/23
---
$19.86
354,626
-3.4
D
R
6/13/23 - 6:43:53 pm
34
    
 
WEINSTEIN JOSHUA S
MD
JS
$160,548
8,084
---
6/10/23
---
$19.86
217,298
-3.6
D
R
6/13/23 - 6:43:20 pm
35
    
 
DIEHL BOWEN S
PR,CEO,DIR
JB
---
85,612
---
6/9/23
---
---
254,134
50.8
D
R
6/13/23 - 6:45:17 pm
36
    
 
SARNER MICHAEL SCOTT
CFO
JB
---
59,928
---
6/9/23
---
---
367,153
19.5
D
R
6/13/23 - 6:43:53 pm
37
    
 
WEINSTEIN JOSHUA S
MD
JB
---
51,367
---
6/9/23
---
---
225,382
29.5
D
R
6/13/23 - 6:43:20 pm
38
    
 
ROGERS WINDSOR RAMONA LYNN
DIR
B
$9,843
500
---
2/6/23
---
$19.69
7,907
6.8
D
---
2/6/23 - 4:11:48 pm
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