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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
CAPRICOR THERAPEUTICS INC: CAPR
Price: 11/8/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$19.70 $23.40 $2.72 $895 45 3,025 0.0% 17.7% 20.63% 17.00%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
NIPPON SHINYAKU CO LTD
BO
JB*
$14,999,998
2,798,507
---
9/20/24
---
$5.36
7,090,351
65.2
D
---
9/24/24 - 4:01:08 pm
2
    
 
MUSKET DAVID B
DIR
OB
$47,260
34,000
---
8/7/24
---
$1.39
81,692
71.3
D
---
8/9/24 - 9:00:07 am
3
1y
1
100%
2%
2
COLLIER EARL M JR
DIR
OB
$41,700
30,000
---
4/23/24
---
$1.39
56,856
111.7
D
---
4/25/24 - 9:15:08 am
4
    
 
MUSKET DAVID B
DIR
OB
$22,457
16,156
---
4/23/24
---
$1.39
47,692
51.2
D
---
4/24/24 - 1:30:09 pm
5
    
 
NIPPON SHINYAKU CO LTD
BO
3
---
---
---
4/3/24
---
---
2,145,922
---
D
---
8/23/24 - 4:02:26 pm
6
    
 
BERGMANN ANTHONY
CFO
OB
$3,027
2,178
---
10/23/23
---
$1.39
2,381
1,072.9
D
---
10/24/23 - 9:25:06 am
7
    
 
MUSKET DAVID B
DIR
B
$1,128
410
---
10/12/23
---
$2.75
31,536
1.3
D
---
10/13/23 - 1:59:57 pm
8
1y
1
100%
2%
2
COLLIER EARL M JR
DIR
B
$28,300
10,000
---
10/10/23
---
$2.83
26,856
59.3
D
---
10/12/23 - 9:15:07 am
9
    
 
MUSKET DAVID B
DIR
B
$14,334
5,083
---
10/9/23
---
$2.82
31,126
19.5
D
---
10/11/23 - 9:15:08 am
10
    
 
AUWAERTER PAUL GISBERT
DIR
B
$14,200
5,000
---
10/6/23
---
$2.84
5,000
New
D
---
10/10/23 - 9:15:07 am
11
    
 
MUSKET DAVID B
DIR
B
$7,250
2,500
---
10/4/23
---
$2.90
26,043
10.6
D
---
10/6/23 - 9:15:07 am
12
    
 
KELLIHER MIKE
DIR
3
---
---
---
9/1/23
---
---
---
---
---
---
9/6/23 - 6:01:01 pm
13
    
 
LITVACK FRANK
DIR
OS
$28,846
4,364
---
8/14/23
---
$6.61
133,269
-3.2
D
---
8/16/23 - 5:00:10 pm
14
    
 
LITVACK FRANK
DIR
OE
$28,840
20,748
---
8/14/23
---
$1.39
137,633
17.8
D
---
8/16/23 - 5:00:10 pm
15
    
 
GOTWALS PHILIP J
DIR
3
---
---
---
7/21/23
---
---
---
---
---
---
7/24/23 - 5:09:26 pm
16
    
 
AUWAERTER PAUL GISBERT
DIR
3
---
---
---
7/11/23
---
---
---
---
---
---
7/13/23 - 4:51:25 pm
17
    
 
AVAT XAVIER
O
S
$64,258
14,772
---
4/17/23
---
$4.35
---
All
D
---
4/27/23 - 5:28:28 pm
18
    
 
AVAT XAVIER
O
OS
$293,380
70,019
---
4/5/23
---
$4.19
14,772
-82.6
D
---
4/7/23 - 5:00:16 pm
19
    
 
AVAT XAVIER
O
OE
$293,377
84,791
---
4/5/23
---
$3.46
84,791
New
D
---
4/7/23 - 5:00:16 pm
20
    
 
AVAT XAVIER
O
S
$12,180
3,000
---
3/28/23
---
$4.06
---
All
D
---
4/7/23 - 5:00:16 pm
21
    
 
MANZO LOUIS
DIR
OS*
$1,948
452
---
2/21/23
---
$4.31
62,147
-0.7
D
---
2/23/23 - 9:00:17 am
22
    
 
MANZO LOUIS
DIR
OE*
$1,947
1,401
---
2/21/23
---
$1.39
62,599
2.3
D
---
2/23/23 - 9:00:17 am
23
    
 
LITVACK FRANK
DIR
OS*
$19,498
4,524
---
2/21/23
---
$4.31
137,276
-3.2
D
---
2/23/23 - 9:00:12 am
24
    
 
LITVACK FRANK
DIR
OE*
$19,498
14,027
---
2/21/23
---
$1.39
141,800
11.0
D
---
2/23/23 - 9:00:12 am
25
3m
1
100%
8%
3
DUNBAR GEORGE W JR
DIR
OB
$1,947
1,401
---
2/14/23
---
$1.39
10,556
15.3
D
---
2/15/23 - 8:00:26 pm
26
1y
1
100%
2%
2
COLLIER EARL M JR
DIR
OB
$1,947
1,401
---
2/14/23
---
$1.39
16,856
9.1
D
---
2/15/23 - 8:00:17 pm
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