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 S  AS  JS*  OS  OS*  3
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Detailed Insider History for:
ATHENEX INC: ATNX
Price: 5/19/23 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$0.35 $23.80 $0.34 $3 9 195 0.0% 5.2% 29.87% 9.73%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
8,382
---
5/5/23
---
$1.36
250,397
3.5
D
R
5/8/23 - 4:36:36 pm
2
    
 
KWAN RUDOLF
VP
JB
$4,900
3,603
---
5/5/23
---
$1.36
49,816
7.8
D
R
5/8/23 - 4:33:18 pm
3
    
 
COOK TIMOTHY DEVERE
O
JB
$500
368
---
5/5/23
---
$1.36
4,140
9.8
D
R
5/8/23 - 4:29:48 pm
4
    
 
WU JINN
DIR
JB
$8,499
6,513
---
4/21/23
---
$1.30
34,802
23.0
D
---
4/24/23 - 4:53:06 pm
5
    
 
VIERLING JOHN
DIR
JB
$8,499
6,513
---
4/21/23
---
$1.30
12,329
112.0
D
---
4/24/23 - 4:51:11 pm
6
    
 
TSANG BENSON KWAN HUNG
DIR
JB
$11,501
8,813
---
4/21/23
---
$1.30
16,920
108.7
D
---
4/24/23 - 4:48:21 pm
7
    
 
SPIEGEL ROBERT J
DIR
JB
$3,002
2,300
---
4/21/23
---
$1.30
4,592
100.3
D
---
4/24/23 - 4:45:38 pm
8
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
8,736
---
4/21/23
---
$1.30
242,015
3.7
D
R
4/24/23 - 4:41:14 pm
9
    
 
KWAN RUDOLF
VP
JB
$4,900
3,755
---
4/21/23
---
$1.30
46,213
8.8
D
R
4/24/23 - 4:38:50 pm
10
    
 
FOK MANSON
DIR
JB
$7,500
5,747
---
4/21/23
---
$1.30
110,675
5.5
D
---
4/24/23 - 4:36:07 pm
11
    
 
DAVIS STEPHANIE A
DIR
JB
$4,753
3,642
---
4/21/23
---
$1.30
8,015
83.3
D
---
4/24/23 - 4:33:14 pm
12
    
 
COOK TIMOTHY DEVERE
O
JB
$500
383
---
4/21/23
---
$1.30
3,772
11.3
D
R
4/24/23 - 4:29:05 pm
13
    
 
COOK TIMOTHY DEVERE
O
JB
$500
410
---
4/7/23
---
$1.22
3,389
13.8
D
R
4/11/23 - 4:36:25 pm
14
    
 
KWAN RUDOLF
VP
JB
$4,901
4,017
---
4/7/23
---
$1.22
42,458
10.4
D
R
4/11/23 - 4:33:33 pm
15
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
9,344
---
4/7/23
---
$1.22
233,279
4.2
D
R
4/11/23 - 4:30:12 pm
16
    
 
COOK TIMOTHY DEVERE
O
JB
$500
360
---
3/24/23
---
$1.39
2,979
13.7
D
R
3/27/23 - 4:33:14 pm
17
    
 
KWAN RUDOLF
VP
JB
$4,900
3,525
---
3/24/23
---
$1.39
38,441
10.1
D
R
3/27/23 - 4:30:03 pm
18
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,399
8,201
---
3/24/23
---
$1.39
223,935
3.8
D
R
3/27/23 - 4:24:33 pm
19
    
 
COOK TIMOTHY DEVERE
O
JB
$501
258
---
3/10/23
---
$1.94
2,619
10.9
D
R
3/13/23 - 4:41:51 pm
20
    
 
KWAN RUDOLF
VP
JB
$4,900
2,526
---
3/10/23
---
$1.94
34,916
7.8
D
R
3/13/23 - 4:37:35 pm
21
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$10,707
5,519
---
3/10/23
---
$1.94
215,734
2.6
D
R
3/13/23 - 4:31:41 pm
22
    
 
KWAN RUDOLF
VP
JB
$4,899
1,788
---
2/24/23
---
$2.74
32,390
5.8
D
R
2/27/23 - 5:07:02 pm
23
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$4,359
1,591
---
2/24/23
---
$2.74
210,215
0.8
D
R
2/27/23 - 5:04:57 pm
24
    
 
COOK TIMOTHY DEVERE
O
JB
$499
182
---
2/24/23
---
$2.74
2,361
8.4
D
R
2/27/23 - 5:01:19 pm
25
    
 
ANNONI JOE
CFO
JS
$665
250
---
2/22/23
---
$2.66
375
-40.0
D
R
2/27/23 - 4:54:23 pm
26
    
 
ANNONI JOE
CFO
JB
---
625
---
2/22/23
---
---
625
New
D
R
2/27/23 - 4:54:23 pm
27
    
 
COOK TIMOTHY DEVERE
O
JB
$500
2,222
---
2/10/23
---
$0.22
43,573
5.4
D
R
2/13/23 - 4:54:06 pm
28
    
 
KWAN RUDOLF
VP
JB
$4,900
21,778
---
2/10/23
---
$0.22
612,024
3.7
D
R
2/13/23 - 4:50:50 pm
29
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$4,360
19,378
---
2/10/23
---
$0.22
4,172,477
0.5
D
R
2/13/23 - 4:47:31 pm
30
    
 
COOK TIMOTHY DEVERE
O
JB
$500
2,584
---
1/27/23
---
$0.19
41,351
6.7
D
R
1/31/23 - 8:19:35 am
31
    
 
KWAN RUDOLF
VP
JB
$4,900
25,323
---
1/27/23
---
$0.19
590,246
4.5
D
R
1/31/23 - 8:13:32 am
32
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$4,360
22,533
---
1/27/23
---
$0.19
4,153,099
0.5
D
R
1/31/23 - 8:07:59 am
33
    
 
FOK MANSON
DIR
JB
$7,500
40,323
---
1/13/23
---
$0.19
2,098,558
2.0
D
---
1/17/23 - 8:30:05 am
34
    
 
VIERLING JOHN
DIR
JB
$8,500
45,701
---
1/13/23
---
$0.19
116,310
64.7
D
---
1/17/23 - 8:26:45 am
35
    
 
WU JINN
DIR
JB
$8,500
45,701
---
1/13/23
---
$0.19
565,768
8.8
D
---
1/17/23 - 8:23:40 am
36
    
 
SPIEGEL ROBERT J
DIR
JB
$3,000
16,130
---
1/13/23
---
$0.19
45,830
54.3
D
---
1/17/23 - 8:19:24 am
37
    
 
DAVIS STEPHANIE A
DIR
JB
$4,750
25,538
---
1/13/23
---
$0.19
87,459
41.2
D
---
1/17/23 - 8:14:59 am
38
    
 
TSANG BENSON KWAN HUNG
DIR
JB
$11,501
61,831
---
1/13/23
---
$0.19
162,140
61.6
D
---
1/17/23 - 8:11:21 am
39
    
 
COOK TIMOTHY DEVERE
O
JB
$500
2,688
---
1/13/23
---
$0.19
38,767
7.5
D
R
1/17/23 - 8:03:16 am
40
    
 
KWAN RUDOLF
VP
JB
$4,900
26,344
---
1/13/23
---
$0.19
564,923
4.9
D
R
1/17/23 - 7:56:32 am
41
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$4,360
23,441
---
1/13/23
---
$0.19
4,130,566
0.6
D
R
1/17/23 - 7:51:01 am
42
    
 
COOK TIMOTHY DEVERE
O
JB
$500
3,390
---
12/30/22
---
$0.15
36,079
10.4
D
R
1/3/23 - 7:57:27 am
43
    
 
KWAN RUDOLF
VP
JB
$4,900
33,220
---
12/30/22
---
$0.15
538,579
6.6
D
R
1/3/23 - 7:51:30 am
44
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
77,288
---
12/30/22
---
$0.15
4,107,125
1.9
D
R
1/3/23 - 7:43:40 am
45
    
 
COOK TIMOTHY DEVERE
O
JB
$500
4,223
---
12/16/22
---
$0.12
32,689
14.8
D
R
12/20/22 - 8:36:45 am
46
    
 
KWAN RUDOLF
VP
JB
$4,900
41,386
---
12/16/22
---
$0.12
505,356
8.9
D
R
12/20/22 - 8:17:46 am
47
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
96,284
---
12/16/22
---
$0.12
4,029,837
2.4
D
R
12/20/22 - 7:58:00 am
48
    
 
COOK TIMOTHY DEVERE
O
JB
$500
2,512
---
12/2/22
---
$0.20
28,466
9.7
D
R
12/6/22 - 4:15:16 pm
49
    
 
KWAN RUDOLF
VP
JB
$4,900
24,623
---
12/2/22
---
$0.20
463,970
5.6
D
R
12/6/22 - 4:11:29 pm
50
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
57,287
---
12/2/22
---
$0.20
3,933,553
1.5
D
R
12/6/22 - 4:06:49 pm
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