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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
BAKKT HOLDINGS INC: BKKT
Price: 11/8/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$9.82 $68.75 $5.57 $62 6 100 0.0% 13.4% 25.23% 25.02%
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
BROWN COLLEEN B
DIR
JB
---
12,228
---
9/11/24
---
---
14,956
448.2
D
R
9/12/24 - 7:32:34 pm
2
    
 
BROWN COLLEEN B
DIR
3
---
---
---
7/19/24
---
---
2,728
---
D
---
7/25/24 - 8:12:33 pm
3
    
 
HENDERSON JOSEPH SEAN WALSH
CAO
3
---
---
---
7/8/24
---
---
800
---
D
R
7/18/24 - 7:10:31 pm
4
    
 
COLLINS SEAN ROBERTS
DIR
JB
---
21,875
---
6/28/24
---
---
33,237
192.5
D
R
7/1/24 - 7:24:43 pm
5
    
 
SIMEONE JILL
DIR
JB
---
11,364
---
6/28/24
---
---
21,263
114.8
D
R
7/1/24 - 6:56:35 pm
6
    
 
GOLDBERG MICHELLE J
DIR
JB
---
11,364
---
6/28/24
---
---
21,065
117.1
D
R
7/1/24 - 6:45:49 pm
7
    
 
DOW DE ANA
DIR
JB
---
22,728
---
6/28/24
---
---
41,928
118.4
D
R
7/1/24 - 6:29:04 pm
8
    
 
LUMB RICHARD
DIR
JB
---
11,364
---
6/28/24
---
---
21,065
117.1
D
R
7/1/24 - 6:12:57 pm
9
    
 
WATSON GORDON
DIR
JB
---
14,205
---
6/28/24
---
---
26,231
118.1
D
R
7/1/24 - 5:56:09 pm
10
    
 
ALEXANDER KAREN
CFO
JB
---
23,541
---
5/30/24
---
---
39,355
148.9
D
R
6/3/24 - 8:19:30 pm
11
    
 
D ANNUNZIO MARC
GC,SEC
JB
---
23,541
---
5/30/24
---
---
47,789
97.1
D
R
6/3/24 - 7:43:23 pm
12
    
 
INTERCONTINENTAL EXCHANGE INC
BO
JB*
$304,213
350,880
---
4/25/24
---
$0.87
649,934
117.3
I
---
4/29/24 - 9:11:04 pm
13
    
 
D ANNUNZIO MARC
GC,SEC
AS
$8,175
20,504
---
4/22/24
---
$0.40
606,201
-3.3
D
R,10b
4/24/24 - 6:43:45 pm
14
    
 
D ANNUNZIO MARC
GC,SEC
JS
$6,752
13,095
---
4/5/24
---
$0.52
1,190,521
-1.1
D
A,R
4/9/24 - 8:42:03 pm
15
    
 
ALEXANDER KAREN
CFO
JS
$2,678
5,194
---
4/5/24
---
$0.52
959,173
-0.5
D
A,R
4/9/24 - 7:41:37 pm
16
    
 
MAIN ANDREW A
CEO,PR,DIR
JB
---
9,146,341
---
3/26/24
---
---
9,457,983
2,934.9
D
R
3/26/24 - 4:33:49 pm
17
    
 
D ANNUNZIO MARC
GC,SEC
JB
---
636,986
---
3/18/24
---
---
1,203,616
112.4
D
A,R
4/9/24 - 8:42:03 pm
18
    
 
ALEXANDER KAREN
CFO
JB
---
617,924
---
3/18/24
---
---
964,367
178.4
D
A,R
4/9/24 - 7:41:37 pm
19
    
 
MICHAEL GAVIN CONSTANTINE
CEO,PR,DIR
JB
---
1,947,376
---
3/18/24
---
---
4,218,666
85.7
D
R
3/20/24 - 9:35:15 pm
20
    
 
D ANNUNZIO MARC
GC,SEC
JB
---
636,986
---
3/18/24
---
---
1,203,616
112.4
D
R
3/20/24 - 9:15:05 pm
21
    
 
ALEXANDER KAREN
CFO
JB
---
617,924
2/18/24
3/18/24
---
---
964,367
178.4
D
R
3/20/24 - 8:33:59 pm
22
    
 
INTERCONTINENTAL EXCHANGE INC
BO
JB*
$2,394,662
2,762,009
---
3/4/24
---
$0.87
7,476,345
58.6
I
---
3/4/24 - 5:34:43 pm
23
    
 
D ANNUNZIO MARC
GC,SEC
AS
$44,047
50,247
---
2/23/24
---
$0.88
566,630
-8.1
D
R,10b
2/26/24 - 9:28:12 pm
24
    
 
GOODROE CHARLES
CAO
JS
$1,260
1,319
---
2/22/24
---
$0.96
32,789
-3.9
D
R
2/26/24 - 9:46:21 pm
25
    
 
D ANNUNZIO MARC
GC,SEC
JS
$20,322
21,280
---
2/22/24
---
$0.96
616,877
-3.3
D
R,10b
2/26/24 - 9:28:12 pm
26
    
 
MICHAEL GAVIN CONSTANTINE
CEO,PR,DIR
JS
$89,379
93,591
---
2/22/24
---
$0.96
2,271,290
-4.0
D
R
2/26/24 - 9:00:28 pm
27
    
 
ALEXANDER KAREN
CFO
JS
$28,246
29,577
---
2/22/24
---
$0.96
346,443
-7.9
D
R
2/26/24 - 8:48:53 pm
28
    
 
D ANNUNZIO MARC
GC,SEC
AS
$18,927
19,329
---
2/8/24
---
$0.98
638,157
-2.9
D
R,10b
2/9/24 - 9:13:49 pm
29
    
 
ALEXANDER KAREN
CFO
JS
$7,136
5,025
---
2/7/24
---
$1.42
376,020
-1.3
D
R
2/9/24 - 9:29:31 pm
30
    
 
D ANNUNZIO MARC
GC,SEC
JS
$13,964
9,834
---
2/7/24
---
$1.42
657,486
-1.5
D
R,10b
2/9/24 - 9:13:49 pm
31
    
 
MICHAEL GAVIN CONSTANTINE
CEO,PR,DIR
JS
$95,421
67,198
---
2/7/24
---
$1.42
2,364,881
-2.8
D
R
2/9/24 - 8:51:43 pm
32
    
 
MICHAEL GAVIN CONSTANTINE
CEO,PR,DIR
JS
$534,780
384,734
---
1/25/24
---
$1.39
2,432,079
-13.7
D
R
1/29/24 - 9:09:51 pm
33
    
 
D ANNUNZIO MARC
GC,SEC
JS
$32,238
23,193
---
1/25/24
---
$1.39
710,127
-3.2
D
R,10b
1/29/24 - 7:19:35 pm
34
    
 
D ANNUNZIO MARC
GC,SEC
AS
$54,249
42,807
---
1/25/24
---
$1.27
667,320
-6.0
D
R,10b
1/29/24 - 7:19:35 pm
35
    
 
VPC IMPACT ACQUISITION HOLDINGS SPONSOR LLC
DIR
S
$1,005,810
393,125
---
12/29/23
---
$2.56
2,195,441
-15.2
D
---
12/29/23 - 6:30:39 pm
36
    
 
ALEXANDER KAREN
CFO
JS
$16,418
8,923
---
12/28/23
---
$1.84
381,045
-2.3
D
R
1/2/24 - 4:57:25 pm
37
    
 
VPC IMPACT ACQUISITION HOLDINGS SPONSOR LLC
DIR
S
$832,749
360,544
---
12/28/23
---
$2.31
2,588,566
-12.2
D
---
12/28/23 - 6:39:02 pm
38
    
 
VPC IMPACT ACQUISITION HOLDINGS SPONSOR LLC
DIR
S
$1,695,834
753,001
---
12/27/23
---
$2.25
2,949,110
-20.3
D
---
12/27/23 - 5:38:58 pm
39
    
 
VPC IMPACT ACQUISITION HOLDINGS SPONSOR LLC
DIR
S
$478,631
237,711
---
12/20/23
---
$2.01
3,702,111
-6.0
D
---
12/20/23 - 6:54:19 pm
40
    
 
VPC IMPACT ACQUISITION HOLDINGS SPONSOR LLC
DIR
S
$290,514
144,484
---
12/19/23
---
$2.01
3,939,822
-3.5
D
---
12/19/23 - 7:18:17 pm
41
    
 
COLLINS SEAN ROBERTS
DIR
S
$631,142
346,659
12/7/23
12/11/23
---
$1.67
---
All
I
R
12/11/23 - 9:10:17 pm
42
    
 
COLLINS SEAN ROBERTS
DIR
JS
---
3,143,774
12/7/23
12/11/23
---
---
---
All
I
R
12/11/23 - 9:10:17 pm
43
    
 
COLLINS SEAN ROBERTS
DIR
JB
---
56,591
12/7/23
12/11/23
---
---
505,107
12.6
D
R
12/11/23 - 9:10:17 pm
44
    
 
COLLINS SEAN ROBERTS
DIR
S
$408,860
229,147
12/7/23
12/8/23
---
$1.71
275,960
-45.4
D
R
12/11/23 - 9:10:17 pm
45
    
 
VPC IMPACT ACQUISITION HOLDINGS SPONSOR LLC
DIR
S
$38,494
18,763
---
12/6/23
---
$2.05
4,084,306
-0.5
D
---
12/7/23 - 4:11:15 pm
46
    
 
VPC IMPACT ACQUISITION HOLDINGS SPONSOR LLC
DIR
S
$82,757
40,283
---
12/6/23
---
$2.05
4,103,069
-1.0
D
---
12/6/23 - 4:05:07 pm
47
    
 
VPC IMPACT ACQUISITION HOLDINGS SPONSOR LLC
DIR
S
$568,804
276,898
---
12/5/23
---
$2.05
4,143,352
-6.3
D
---
12/5/23 - 8:49:57 pm
48
    
 
VPC IMPACT ACQUISITION HOLDINGS SPONSOR LLC
DIR
S
$384,688
182,819
---
12/4/23
---
$2.10
4,420,250
-4.0
D
---
12/4/23 - 7:38:19 pm
49
    
 
COLLINS SEAN ROBERTS
DIR
JB
---
2,908,110
---
11/16/23
---
---
2,751,943
---
I
R
11/17/23 - 4:28:59 pm
50
    
 
GOODROE CHARLES
CAO
JS
$2,668
2,425
---
9/25/23
---
$1.10
32,789
-6.9
D
---
4/11/24 - 8:28:09 pm
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